Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Griffin Daniel SheehyShone Asset Management LLCWaddell & Reed08-08-2016
Matthew Gary VianNorthsight Wealth ManagementWaddell & Reed08-02-2016
Willis Robert Deaton Jr.Good Life Advisors, LLCWaddell & Reed08-01-2016
David R. MillerCUSO Financial Services, L.P.Waddell & Reed08-01-2016
Jeffrey B. JonesPruco Securities, LLC.Waddell & Reed$1007-29-2016
Steven Darren VestriLPL Financial LLCWaddell & Reed07-29-2016
Robert TempletonLPL Financial LLCWaddell & Reed$6007-26-2016
Bryan WieferichLPL Financial LLCWaddell & Reed$5007-26-2016
Robert Greggory TempletonLPL Financial LLCWaddell & Reed07-25-2016
Travis Earl CookLPL Financial LLCWaddell & Reed07-25-2016
Theodore Joseph KinkaidMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$1007-22-2016
Sean Michael WilliamsCambridge Investment Research, Inc.Waddell & Reed07-22-2016
Robert Madison DayIFG Advisory, LLCWaddell & Reed07-22-2016
Danny Wayne BellLPL Financial LLCWaddell & Reed07-22-2016
Stephen Reidar FastPruco Securities, LLC.Waddell & Reed07-20-2016
Gerald Artemus NelsonPrincipal Securities, Inc.Waddell & Reed07-18-2016
Paula Marie RogalaAmerican Portfolios Financial Services, Inc.Waddell & Reed07-12-2016
Joseph Donald HydeEdward JonesWaddell & Reed07-05-2016
Grant T. StilesCreative Planning, Inc.Waddell & Reed06-23-2016
Michael G. AsnisVALIC Financial Advisors, Inc.Waddell & Reed06-16-2016
Austin William SaxonWells Fargo Clearing Services, LLCWaddell & Reed06-14-2016
David Michael HumesEdward JonesWaddell & Reed06-13-2016
James Marlowe SandeAmeriprise Financial Services, Inc.Waddell & Reed06-10-2016
Dennis Patrick LynchUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed$5006-07-2016
Jenna Lynn SpurrierThurston Springer FinancialWaddell & Reed$15006-02-2016
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Showing 326 to 350 of 671 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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