Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Charles FastPackerland Brokerage Services, Inc.Waddell & Reed$5002-16-2018
Jay C DougallPrincipal Securities, Inc.Waddell & Reed$2502-15-2018
Timothy Sartin WilkinsKovack Securities Inc.Waddell & Reed$1002-12-2018
Robert Thomas SmalanskasPNC InvestmentsWaddell & Reed02-01-2018
Barry William CoursonCitizens Securities, Inc.Waddell & Reed02-01-2018
Jens Matthias AlbiezUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed01-30-2018
Eric Dana MosserEdward JonesWaddell & Reed01-29-2018
Jean Robert Metayer Jr.Pruco Securities, LLC.Waddell & Reed01-25-2018
Scott Allen BoschWoodbury Financial Services, Inc.Waddell & Reed01-25-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Sibyl Steverson SladeInvestacorp, Inc.Waddell & Reed01-24-2018
Jeffrey Charles WilliamsHD Vest Investment ServicesWaddell & Reed01-18-2018
Whitney Mcguire McnicolFirst Allied Securities, Inc.Waddell & Reed01-08-2018
Lisa Anne HomerLPL Financial LLCWaddell & Reed01-05-2018
Steven Thomas BriggsBriggs FinancialWaddell & Reed01-02-2018
Sabrina Dianne HartleyLincoln InvestmentWaddell & Reed12-18-2017
Gary Eugene PetersonRAAWaddell & Reed12-15-2017
Robert James ShopesFavrile FinancialWaddell & Reed12-15-2017
Paul William DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed12-15-2017
Christopher Adam WardLPL Financial LLCWaddell & Reed12-14-2017
James Christian KaiserGood Life Advisors, LLCWaddell & Reed12-13-2017
Nicholas Curinga IIIGood Life Advisors, LLCWaddell & Reed12-13-2017
Philip T. WebbGood Life Advisors, LLCWaddell & Reed12-13-2017
John HallLPL Financial LLCWaddell & Reed$5812-11-2017
John Franklin Hall IIStrategic Wealth Advisors GroupWaddell & Reed12-11-2017
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Showing 126 to 150 of 672 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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