Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
James Erling ShaferHilltop Securities Independent Network Inc.Waddell & Reed09-02-2011
Robert Michael WarrenHilltop Securities Independent Network Inc.Waddell & Reed04-26-2011
Keri Jean VigilHilltop Securities Independent Network Inc.Waddell & Reed09-13-2010
Susan M. KyleHornor, Townsend & Kent, LLCWaddell & Reed08-23-2017
Lindsey Marie CiarroccaHornor, Townsend & Kent, LLCWaddell & Reed08-22-2017
Ryan C. GehsmannHornor, Townsend & Kent, LLCWaddell & Reed02-17-2017
Lucas M StuartHornor, Townsend & Kent, LLCWaddell & Reed02-14-2011
Karma ShahinHSBC Securities (USA) Inc.Waddell & Reed11-07-2013
Robert Madison DayIFG Advisory, LLCWaddell & Reed07-22-2016
Peter HeimermanIndependent Advisor AllianceWaddell & Reed$21009-26-2017
Kurt TrieboldIndependent Advisor AllianceWaddell & Reed$12009-07-2017
David Allen KroeningerIndependent Advisor Alliance, LLCWaddell & Reed05-21-2019
Gregory Edward AlftIndependent Advisor Alliance, LLCWaddell & Reed05-21-2019
Peter Francis HeimermanIndependent Advisor Alliance, LLCWaddell & Reed09-26-2017
Kurt Frederick TrieboldIndependent Advisor Alliance, LLCWaddell & Reed09-07-2017
Lars Lael RaganIndependent Financial Group, LLCWaddell & Reed02-27-2015
Clark Douglas StevensIndependent Financial Group, LLCWaddell & Reed05-30-2012
John Paul KinneyInfinex Investments, Inc.Waddell & Reed09-20-2013
Ann Judith ShubertIntentional Finance, LLCWaddell & Reed05-30-2017
Susan Michelle KrogerIntentional Finance, LLCWaddell & Reed05-26-2017
Jonathan Edward KahrsInteractive Wealth AdvisorsWaddell & Reed10-07-2014
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
Sibyl Steverson SladeInvestacorp, Inc.Waddell & Reed01-24-2018
Thomas Allan MillerInvestors Financial GroupWaddell & Reed02-28-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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