Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Mark BerquistInvestors Financial GroupWaddell & Reed01-31-2014
William Ryan ReedJ.J.B. Hilliard, W.L. Lyons, LLCWaddell & Reed09-22-2014
Laurel Marie LeeJ.J.B. Hilliard, W.L. Lyons, LLCWaddell & Reed10-17-2013
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Jack Gang ChenJ.P. Morgan Securities LLCWaddell & Reed11-08-2017
Shannon Patricia SchiebelJ.P. Morgan Securities LLCWaddell & Reed07-11-2017
Gregory M. HawleyJ.P. Morgan Securities LLCWaddell & Reed07-06-2017
Kaela Justine TrumpJ.P. Morgan Securities LLCWaddell & Reed04-05-2016
Robert Anthony MalubayJ.P. Morgan Securities LLCWaddell & Reed05-28-2015
Miralem CecunjaninJ.P. Morgan Securities LLCWaddell & Reed08-18-2014
Michael John FulkersonJ.W. Cole Financial, Inc.Waddell & Reed$1007-01-2011
John Hutson TaylorJohn H Taylor, LLCWaddell & Reed08-31-2010
Saadia Shakur AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
John Antone StachnickKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Iftikhar Mahmud AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Mitchell Stanton EverettKestra Investment Services, LLCWaddell & Reed02-03-2017
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
Jeffrey David ShrivesKey Investment Services LLCWaddell & Reed04-20-2016
Patrick Michael Bookey Jr.KMS Financial Services, Inc.Waddell & Reed08-22-2016
Jerry Joe Van AusdleKMS Financial Services, Inc.Waddell & Reed03-16-2016
Gregg W. DawsonKMS Financial Services, Inc.Waddell & Reed02-01-2010
Walter Lewis KoonKoon Financial Planning & Consulting/KFP&CWaddell & Reed07-08-2010
Timothy Sartin WilkinsKovack Securities Inc.Waddell & Reed$1002-12-2018
Kyle ThompsonLeetown AdvisorsWaddell & Reed08-28-2017
Derek Michael SerletLegacy Financial, LtdWaddell & Reed08-25-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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