Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lee BoppH. Beck, Inc.Waddell & Reed$1001-02-2009
Terry A. PasqualeVeritrust Financial, LLCWaddell & Reed01-05-2009
Jeffrey Jay HardestyWoodstock Financial Group, Inc.Waddell & Reed01-08-2009
Kyle Robert WeathersNatcity Investments, Inc.Waddell & Reed$1001-15-2009
Cynthia Lynn EarlyEdward JonesWaddell & Reed01-20-2009
John Michael TiddyMecklenburg Financial GroupWaddell & Reed$1001-22-2009
Joseph Gary CruzanAvantax Investment Services, Inc.Waddell & Reed01-23-2009
Gregory Gene CollinsCitigroup Global Markets Inc.Waddell & Reed02-01-2009
Christopher Vuthi PramawatAmeriprise Financial Services, LLCWaddell & Reed02-09-2009
Frank Joseph DempseyBrooklight Place Securities, Inc.Waddell & Reed02-13-2009
Michael Wood SchooleySecurian Financial Services, Inc.Waddell & Reed$1002-18-2009
Kenneth Mitchel WhiteWells Fargo Clearing Services, LLCWaddell & Reed$10003-02-2009
Steven Farrell WisnewskiCape Securities Inc.Waddell & Reed03-09-2009
Vitaly Benjamin MottleUnion Capital CompanyWaddell & Reed03-23-2009
Aaron Howard StanleyWalnut Street Securities, Inc.Waddell & Reed04-02-2009
Douglas R. MaloneEdward JonesWaddell & Reed04-27-2009
David P. Oetting Jr.Scottrade, Inc.Waddell & Reed05-04-2009
Robert Edwin Thrift Jr.Securian Financial Services, Inc.Waddell & Reed05-12-2009
Christopher Metzger HansonTrevian FinancialWaddell & Reed05-29-2009
Erik Earl GreeneLPL Financial LLCWaddell & Reed06-04-2009
Nicolaas Pieter Doelman Jr.LPL Financial LLCWaddell & Reed06-12-2009
Curtis Layne HendersonAvantax Investment Services, Inc.Waddell & Reed07-02-2009
Jeremy Adam LambertMorgan StanleyWaddell & Reed$5007-09-2009
Jeremy Guy Charles KellerUBS Financial Services Inc.Waddell & Reed07-11-2009
Brandon Bruce MajorE*TRADE Securities LLCWaddell & Reed07-20-2009
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Showing 1 to 25 of 1,564 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.