Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lee BoppH. Beck, Inc.Waddell & Reed$2501-02-2009
Terry Albert PasqualeVeritrust Financial, LLCWaddell & Reed01-05-2009
Kyle Robert WeathersNatcity Investments, Inc.Waddell & Reed01-15-2009
Cynthia Lynn EarlyEdward JonesWaddell & Reed01-20-2009
John Michael TiddyMecklenburg Financial GroupWaddell & Reed01-22-2009
Joseph Gary CruzanHD Vest Investment ServicesWaddell & Reed01-23-2009
Gregory Gene CollinsCitigroup Global Markets Inc.Waddell & Reed02-01-2009
Christopher Vuthi PramawatAmeriprise Financial Services, Inc.Waddell & Reed$5002-09-2009
Frank Joseph DempseyBrooklight Place Securities, Inc.Waddell & Reed02-13-2009
Jeffrey Jay HardestyWoodstock Financial Group, Inc.Waddell & Reed$15003-03-2009
Steven Farrell WisnewskiCape Securities Inc.Waddell & Reed$5003-09-2009
Vitaly Benjamin MottleUnion Capital CompanyWaddell & Reed03-23-2009
Aaron Howard StanleyWalnut Street Securities, Inc.Waddell & Reed04-02-2009
Douglas Randolph MaloneEdward JonesWaddell & Reed04-27-2009
Robert Edwin Thrift Jr.Securian Financial Services, Inc.Waddell & Reed05-12-2009
Ireen SommerRaymond James Financial Services, Inc.Waddell & Reed05-18-2009
Christopher Metzger HansonTrevian FinancialWaddell & Reed05-29-2009
Erik Earl GreeneLPL Financial LLCWaddell & Reed06-04-2009
Nicolaas Pieter Doelman Jr.LPL Financial LLCWaddell & Reed$1006-12-2009
Gloria Arsonia PottsAmerican Portfolios Financial Services, Inc.Waddell & Reed07-01-2009
Curtis Layne HendersonHD Vest Investment ServicesWaddell & Reed07-02-2009
Jeremy Adam LambertMorgan StanleyWaddell & Reed07-09-2009
Jeremy Guy Charles KellerUBS Financial Services Inc.Waddell & Reed07-11-2009
Elizabeth Grace WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-27-2009
Kenneth Edward DonnellyHD Vest Investment ServicesWaddell & Reed$5007-29-2009
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Showing 1 to 25 of 1,160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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