Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Herwig, Jonathan HinesLPL Financial LLCWaddell & Reed$7511-16-2017
Aaron Steven HerwigV Wealth Advisors LLCWaddell & Reed11-15-2017
Aaron W. HollisterRaymond James & Associates, Inc.Waddell & Reed08-28-2015
Abraham Rawley OtoupalD.A. Davidson & Co.Waddell & Reed$10009-03-2013
Adam Charles HawleyLPL Financial LLCWaddell & Reed08-21-2018
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed07-20-2018
Aimee Kirsten ButlerMerrimanWaddell & Reed03-02-2018
Akram Anouar TadlaouiAlpha Wealth Management, LLCWaddell & Reed11-06-2014
Alex Joseph WheelerAmeriprise Financial Services, Inc.Waddell & Reed05-31-2019
Alexander Brueske, Scott Brueske, Spencer BrueskeLPL Financial LLCWaddell & Reed$22011-07-2016
Alexander KoltonLincoln Financial Securities CorporationWaddell & Reed03-03-2017
Alexander Reece StarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-29-2018
Alexander S. BrueskeLPL Financial LLCWaddell & Reed11-07-2016
Amado Quiroz Rivera Jr.Morgan StanleyWaddell & Reed$9807-01-2018
Amy Renee ClemensAmeriprise Financial Services, Inc.Waddell & Reed$5002-23-2018
Andrea RiveraMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-03-2017
Andrew David RogersLPL Financial LLCWaddell & Reed08-21-2018
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Andrew John EvansCambridge Investment Research, Inc.Waddell & Reed08-06-2012
Andrew Joseph KiefferCetera Investment Services LLCWaddell & Reed04-14-2016
Andrew Rene GrabatoMorgan StanleyWaddell & Reed06-25-2013
Andrew Robert AdamsTriad Advisors LLCWaddell & Reed09-28-2018
Andrew Ruthenberg LafontainPruco Securities, LLC.Waddell & Reed$10008-04-2015
Andrew Willis FitchFirst Command Financial Planning, Inc.Waddell & Reed11-04-2016
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Showing 1 to 25 of 671 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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