Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Joseph WheelerAmeriprise Financial Services, Inc.Waddell & Reed05-31-2019
Link Todd CothamAmeriprise Financial Services, Inc.Waddell & Reed03-01-2019
Christopher M. JacobyAmeriprise Financial Services, Inc.Waddell & Reed02-13-2019
Dorothy Harten HullAmeriprise Financial Services, Inc.Waddell & Reed01-22-2019
Chad Michael BelitzAmeriprise Financial Services, Inc.Waddell & Reed$2510-19-2018
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Thomas Adron TrantumAmeriprise Financial Services, Inc.Waddell & Reed06-29-2018
Matthew John SowdenAmeriprise Financial Services, Inc.Waddell & Reed04-30-2018
William Courtney FayAmeriprise Financial Services, Inc.Waddell & Reed$2503-29-2018
Kenneth Alan GassAmeriprise Financial Services, Inc.Waddell & Reed$1003-28-2018
Ralph Leslie Thrush IIIAmeriprise Financial Services, Inc.Waddell & Reed03-09-2018
Ryan Matthew GilbertAmeriprise Financial Services, Inc.Waddell & Reed03-08-2018
Amy Renee ClemensAmeriprise Financial Services, Inc.Waddell & Reed$5002-23-2018
Patrick Joseph WalshAmeriprise Financial Services, Inc.Waddell & Reed02-22-2018
David R. MabisAmeriprise Financial Services, Inc.Waddell & Reed11-06-2017
Ryan Matthew AughtryAmeriprise Financial Services, Inc.Waddell & Reed09-22-2017
Jerry Eldon Milligan IIAmeriprise Financial Services, Inc.Waddell & Reed$2507-21-2017
Ken Edwin KuckoAmeriprise Financial Services, Inc.Waddell & Reed$2507-06-2017
Kathleen Diane HaydenAmeriprise Financial Services, Inc.Waddell & Reed05-26-2017
Jacob Woodson RitterAmeriprise Financial Services, Inc.Waddell & Reed04-28-2017
Teri Lynn DerosaAmeriprise Financial Services, Inc.Waddell & Reed$2504-21-2017
Jason Leonard FreiwaldAmeriprise Financial Services, Inc.Waddell & Reed$29303-24-2017
Gregory Allan KatzmanAmeriprise Financial Services, Inc.Waddell & Reed$5001-17-2017
Craig Anthony GuintaAmeriprise Financial Services, Inc.Waddell & Reed$2512-22-2016
James Marlowe SandeAmeriprise Financial Services, Inc.Waddell & Reed06-10-2016
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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