Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Rae BowenEdward JonesWaddell & Reed11-12-2019
Michael Robert PetersonEdward JonesWaddell & Reed06-14-2019
Robert William DiazEdward JonesWaddell & Reed03-01-2019
Antonio A LopezEdward JonesWaddell & Reed11-19-2018
Paul Jason CarusoEdward JonesWaddell & Reed$1008-31-2018
Kris Alan SchilperoortEdward JonesWaddell & Reed$2504-27-2018
Eric MosserEdward JonesWaddell & Reed01-29-2018
Ezekial Cody BlakeEdward JonesWaddell & Reed10-26-2017
Elwis Johnson JrEdward JonesWaddell & Reed07-24-2017
Daniel MayerEdward JonesWaddell & Reed01-30-2017
Joseph Donald HydeEdward JonesWaddell & Reed$15007-05-2016
David Michael HumesEdward JonesWaddell & Reed06-13-2016
Michael Dean BubaloEdward JonesWaddell & Reed12-21-2015
Christopher John HuhmanEdward JonesWaddell & Reed02-23-2015
Tamara Toshia UribeEdward JonesWaddell & Reed$4605-30-2014
Ryan Christopher HansonEdward JonesWaddell & Reed06-24-2013
Robert Joseph DiazEdward JonesWaddell & Reed$15011-07-2011
Benjamin PurvisEdward JonesWaddell & Reed07-25-2011
Christy Eugenie GivansEdward JonesWaddell & Reed$5001-21-2011
Nickolas Jerrod WilsonEdward JonesWaddell & Reed05-07-2010
Olin G ClotiauxEdward JonesWaddell & Reed01-04-2010
Ronald Wilde PauleEdward JonesWaddell & Reed10-12-2009
Mark A RichardsEdward JonesWaddell & Reed$2509-04-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.