Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy LeeLPL Financial LLCWaddell & Reed$25009-03-2020
Jake Murray Mike Canavan Jill PhillipsLPL Financial LLCWaddell & Reed$18505-23-2019
Jennifer Malone Andrew Rogers Adam Hawley Steve MinshullLPL Financial LLCWaddell & Reed$23208-21-2018
John HallLPL Financial LLCWaddell & Reed$5812-11-2017
Richard Johnson Bradley MorrisLPL Financial LLCWaddell & Reed$5612-04-2017
Aaron Herwig Jonathan HinesLPL Financial LLCWaddell & Reed$7511-16-2017
Brian WongLPL Financial LLCWaddell & Reed$12611-15-2017
Todd HomerLPL Financial LLCWaddell & Reed$9907-26-2017
Todd Vander LugtLPL Financial LLCWaddell & Reed$5601-24-2017
Michael Garden Alexandra Kurth Craig Kurth Herman Lall Jared Reynolds Christopher Wade Carroll Wilkerson Ryan WilkersonLPL Financial LLCWaddell & Reed$43001-05-2017
Frederick ShowsLPL Financial LLCWaddell & Reed$5012-12-2016
Alexander Brueske Scott Brueske Spencer BrueskeLPL Financial LLCWaddell & Reed$22011-07-2016
Christina Madson Jason Priebe Rodney PriebeLPL Financial LLCWaddell & Reed$11010-24-2016
Robert TempletonLPL Financial LLCWaddell & Reed$6007-26-2016
Bryan WieferichLPL Financial LLCWaddell & Reed$5007-26-2016
James KingLPL Financial LLCWaddell & Reed$8504-27-2016
Mark Griffin Roy WellsLPL Financial LLCWaddell & Reed$12001-25-2016
Brandon EdwardsLPL Financial LLCWaddell & Reed$5001-01-2016
Jeremy Lewis Bradley Hoyt Ben Kohls-ChaseLPL Financial LLCWaddell & Reed$18010-26-2015
Jared PowellLPL Financial LLCWaddell & Reed$6010-26-2015
Matt Riesenweber Matt WiserLPL Financial LLCWaddell & Reed$30007-23-2015
John CordeiroLPL Financial LLCWaddell & Reed$22007-23-2015
Albert GonzalezLPL Financial LLCWaddell & Reed$10009-03-2020
Joseph Anthony RosioLPL Financial LLCWaddell & Reed09-03-2020
Jimmy Tsong Hsin LeeLPL Financial LLCWaddell & Reed$10009-03-2020
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Showing 1 to 25 of 176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.