Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Earl GreeneLPL Financial LLCWaddell & Reed06-04-2009
Nicolaas Pieter Doelman Jr.LPL Financial LLCWaddell & Reed$10006-12-2009
Jason Paul CodreaLPL Financial LLCWaddell & Reed$50012-11-2009
Anita Louise SmithLPL Financial LLCWaddell & Reed$50002-05-2010
William Gregory YoungLPL Financial LLCWaddell & Reed$10007-16-2010
James Lowell BrackettLPL Financial LLCWaddell & Reed$25008-19-2010
Michele Kathryn GreenLPL Financial LLCWaddell & Reed11-17-2010
Leeroney Calvin FrederickLPL Financial LLCWaddell & Reed12-15-2010
Robert James ReamerLPL Financial LLCWaddell & Reed04-28-2011
Chelsie Marie MoralesLPL Financial LLCWaddell & Reed05-19-2011
Matthew Thomas PalumboLPL Financial LLCWaddell & Reed$10006-15-2011
John Joseph ConawayLPL Financial LLCWaddell & Reed$10007-28-2011
Frank Earl Kunker IVLPL Financial LLCWaddell & Reed$50007-28-2011
William WangLPL Financial LLCWaddell & Reed$28607-29-2011
Milletetsega Madhaniy BirhanemaskelLPL Financial LLCWaddell & Reed$50008-29-2011
Denise June BrochuLPL Financial LLCWaddell & Reed02-03-2012
Christopher Scott McNeilLPL Financial LLCWaddell & Reed$10002-08-2012
Stephen Paul SeglundLPL Financial LLCWaddell & Reed$25005-02-2012
John Paul KanakLPL Financial LLCWaddell & Reed$50005-16-2012
Frank Peter SabatucciLPL Financial LLCWaddell & Reed05-25-2012
Zachary Tobias BouckLPL Financial LLCWaddell & Reed$25006-01-2012
Bryson Blair BradenLPL Financial LLCWaddell & Reed06-01-2012
Brian David RobinsonLPL Financial LLCWaddell & Reed$50010-22-2012
Dolman Winston Vineyard IIILPL Financial LLCWaddell & Reed10-22-2012
Craig Scott FischLPL Financial LLCWaddell & Reed$10012-18-2012
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.