Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Daniel WheelerMML Investors Services, LLCWaddell & Reed12-23-2013
Bruce Alan SkowronskiMML Investors Services, LLCWaddell & Reed04-07-2015
Daniel Jeffery RawlinsonMML Investors Services, LLCWaddell & Reed12-19-2012
Daniel Mark RothraMML Investors Services, LLCWaddell & Reed02-27-2014
Darren BanhMML Investors Services, LLCWaddell & Reed09-15-2009
DAVID KEITH RIFFEMML Investors Services, LLCWaddell & Reed$10012-20-2016
Deborah Lynn EgglestonMML Investors Services, LLCWaddell & Reed08-02-2012
Douglas Leo CavenderMML Investors Services, LLCWaddell & Reed05-21-2013
Emily Diane PattonMML Investors Services, LLCWaddell & Reed01-31-2013
Francis Thomas GormanMML Investors Services, LLCWaddell & Reed$10004-09-2015
James Homer Moore IVMML Investors Services, LLCWaddell & Reed05-04-2018
Jay Anthony EdwardsMML Investors Services, LLCWaddell & Reed03-27-2017
Jeffrey Duane CampbellMML Investors Services, LLCWaddell & Reed02-01-2013
Jeffrey S SophianMML Investors Services, LLCWaddell & Reed$10011-21-2014
Jonathan Michael ConstantMML Investors Services, LLCWaddell & Reed$10005-04-2018
Larry Paul PearlMML Investors Services, LLCWaddell & Reed10-25-2017
Leonard Gerald SimonMML Investors Services, LLCWaddell & Reed$10001-21-2014
Parth Tejas VakilMML Investors Services, LLCWaddell & Reed06-08-2018
Philip Martin WaltherMML Investors Services, LLCWaddell & Reed06-10-2016
Richard William SheffieldMML Investors Services, LLCWaddell & Reed$25011-07-2013
Stanley Theodore Nation Jr.MML Investors Services, LLCWaddell & Reed$50009-01-2016
Stephen J. RossMML Investors Services, LLCWaddell & Reed02-22-2011
Susan Marie WinfreeMML Investors Services, LLCWaddell & Reed$50011-25-2015
Tearanie Janaye ParkerMML Investors Services, LLCWaddell & Reed10-19-2017

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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