Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Allen ShookNYLIFE Securities LLCWaddell & Reed$15904-11-2018
Jeremy Matthew BradenNYLIFE Securities LLCWaddell & Reed$10004-09-2018
Kendra Alexa BeyerNYLIFE Securities LLCWaddell & Reed03-20-2018
Michael Edward PoseyNYLIFE Securities LLCWaddell & Reed03-08-2018
Helen Huong Thi Xuan VoNYLIFE Securities LLCWaddell & Reed10-10-2017
Wen-Liang HuangNYLIFE Securities LLCWaddell & Reed07-12-2016
Collette Nicole TremblayNYLIFE Securities LLCWaddell & Reed05-25-2016
Kristen Ann SaccomannoNYLIFE Securities LLCWaddell & Reed05-05-2016
Christopher InthavongNYLIFE Securities LLCWaddell & Reed12-18-2015
Joseph Charles DeagueroNYLIFE Securities LLCWaddell & Reed03-20-2014
Jeffrey Weston WheelerNYLIFE Securities LLCWaddell & Reed$50002-14-2014
Kathleen M. FlynnNYLIFE Securities LLCWaddell & Reed02-07-2014
Floyd Edward Fields Jr.NYLIFE Securities LLCWaddell & Reed$10105-30-2012
Michael Robert SandlerNYLIFE Securities LLCWaddell & Reed10-03-2011
Richard Oliver McBryde Jr.NYLIFE Securities LLCWaddell & Reed$50007-19-2011
Kwong Chiu LumNYLIFE Securities LLCWaddell & Reed$10002-03-2011
David Louis CompasNYLIFE Securities LLCWaddell & Reed$10001-20-2010
Mark Wayne OsbornNYLIFE Securities LLCWaddell & Reed$10008-07-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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