Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Curtis FrasierPrincipal Securities, Inc.Waddell & Reed01-21-2020
Kevin Corey ChristensenPrincipal Securities, Inc.Waddell & Reed09-03-2019
Michael Allen LandisPrincipal Securities, Inc.Waddell & Reed02-20-2019
Jay C DougallPrincipal Securities, Inc.Waddell & Reed02-15-2018
Mary Theresa NortonPrincipal Securities, Inc.Waddell & Reed01-16-2018
Katherine Everett AndersPrincipal Securities, Inc.Waddell & Reed01-02-2018
Rea Samuel PtacinPrincipal Securities, Inc.Waddell & Reed11-10-2017
Ryan Edward HeidrichPrincipal Securities, Inc.Waddell & Reed$24910-07-2016
Eric John LudovicoPrincipal Securities, Inc.Waddell & Reed$1007-28-2016
Gerald Artemus NelsonPrincipal Securities, Inc.Waddell & Reed$1007-18-2016
Paul Mark LantzPrincipal Securities, Inc.Waddell & Reed03-25-2016
Edmund Coleman Craft IIIPrincipal Securities, Inc.Waddell & Reed12-16-2015
Donna Lynn TildenPrincipal Securities, Inc.Waddell & Reed08-31-2015
Todd Edward VromanPrincipal Securities, Inc.Waddell & Reed08-26-2015
Jasper Newton Watson IIIPrincipal Securities, Inc.Waddell & Reed05-18-2015
Kevin James HoarPrincipal Securities, Inc.Waddell & Reed01-28-2014
Darrell Randolph ManningPrincipal Securities, Inc.Waddell & Reed01-03-2014
Timothy Filipe LourencoPrincipal Securities, Inc.Waddell & Reed10-14-2013
Grant Wade EricksenPrincipal Securities, Inc.Waddell & Reed01-14-2011
Joseph Ignacio ManzoPrincipal Securities, Inc.Waddell & Reed06-29-2010
Scott Wade SummerlinPrincipal Securities, Inc.Waddell & Reed04-21-2010
Mary Ann VosikaPrincipal Securities, Inc.Waddell & Reed07-29-2009

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.