Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peyvand PourhosseiniPruco Securities, LLC.Waddell & Reed07-21-2020
Gerald William WerlauPruco Securities, LLC.Waddell & Reed05-12-2020
ELLEN Reese BRASEEPruco Securities, LLC.Waddell & Reed10-18-2019
Jill Marie MinettePruco Securities, LLC.Waddell & Reed07-22-2019
Edward Lamont ThomasPruco Securities, LLC.Waddell & Reed04-15-2019
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Steven Victor KajalaPruco Securities, LLC.Waddell & Reed08-14-2018
LauRyn Aisha WilliamsPruco Securities, LLC.Waddell & Reed06-13-2018
Phillip VertinPruco Securities, LLC.Waddell & Reed03-28-2018
Ronald Raymond CastrogiovanniPruco Securities, LLC.Waddell & Reed03-19-2018
David Martin SolomonPruco Securities, LLC.Waddell & Reed02-26-2018
Jean Robert Metayer JrPruco Securities, LLC.Waddell & Reed01-25-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Thomas Herrick SauerPruco Securities, LLC.Waddell & Reed$2501-19-2018
Richard Clark Sprinthall JrPruco Securities, LLC.Waddell & Reed12-15-2017
Arshia ZahabiPruco Securities, LLC.Waddell & Reed12-05-2017
Rex WangPruco Securities, LLC.Waddell & Reed11-08-2017
Michael Charles SnowPruco Securities, LLC.Waddell & Reed10-23-2017
David Lee RutanPruco Securities, LLC.Waddell & Reed10-02-2017
Thomas Alan Van DellenPruco Securities, LLC.Waddell & Reed08-30-2017
Gary J KnoppPruco Securities, LLC.Waddell & Reed08-11-2017
Ann ZlamalPruco Securities, LLC.Waddell & Reed07-14-2017
Matthew Patrick StutzmanPruco Securities, LLC.Waddell & Reed06-14-2017
Jeffrey B JonesPruco Securities, LLC.Waddell & Reed07-29-2016
Stephen Reidar FastPruco Securities, LLC.Waddell & Reed07-20-2016
Next Page »

Showing 1 to 25 of 30 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.