Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eva ObregonLincoln Financial Advisors CorporationWaddell & Reed$1003-26-2019
Edward JanulisLincoln Financial Advisors CorporationWaddell & Reed$1003-25-2019
John Allen StonerLincoln Financial Advisors CorporationWaddell & Reed$1,00005-22-2018
Marie Anne BurnsSagePoint Financial, Inc.Waddell & Reed05-15-2018
Kristina K DahlSecurities America, Inc.Waddell & Reed04-23-2018
Joshua R. LeblancMorgan StanleyWaddell & Reed09-15-2017
Dale James CarlsonCommonwealth Financial NetworkWaddell & Reed$2505-05-2017
Teri Lynn DerosaAmeriprise Financial Services, Inc.Waddell & Reed$2504-21-2017
Catherine Lorie LafeeLPL Financial LLCWaddell & Reed04-06-2017
Jason Leonard FreiwaldAmeriprise Financial Services, Inc.Waddell & Reed$29303-24-2017
Alexander KoltonLincoln Financial Securities CorporationWaddell & Reed03-03-2017
Matthew Gary VianNorthsight Wealth ManagementWaddell & Reed08-02-2016
Christopher Thomas UrnessLPL Financial LLCWaddell & Reed$2502-01-2016
Ryan Neal BattinLPL Financial LLCWaddell & Reed12-16-2015
Bennie Joseph SchmidtAmeriprise Financial Services, Inc.Waddell & Reed$2507-24-2015
Brandon J. ValentineWoodbury Financial Services, Inc.Waddell & Reed$2510-29-2014
Richard Dean Mitchell Jr.LPL Financial LLCWaddell & Reed08-28-2014
William Joseph MillicoLPL Financial LLCWaddell & Reed04-22-2014
Paul M. HadeedUSAA Financial Advisors, Inc.Waddell & Reed11-22-2013
William Glen NewburyFirst Financial Equity CorporationWaddell & Reed$2505-16-2012
Matthew Zachary RosenWells Fargo Advisors Financial Network, LLCWaddell & Reed12-16-2011
Heidi Marie BirdThrivent Investment Management Inc.Waddell & Reed07-18-2011
Angelo M. BurnsVALIC Financial Advisors, Inc.Waddell & Reed06-16-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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