Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teri Lynn DerosaAmeriprise Financial Services, LLCWaddell & Reed$2504-21-2017
Jason Leonard FreiwaldAmeriprise Financial Services, LLCWaddell & Reed$29303-24-2017
Bennie Joseph SchmidtAmeriprise Financial Services, LLCWaddell & Reed$2507-24-2015
Jason Michael MaleskiAXA Advisors, LLCWaddell & Reed06-11-2015
Laurie Ann DaviesAXA Advisors, LLCWaddell & Reed03-03-2015
Carlos MalagonBankers Life Securities, Inc.Waddell & Reed07-17-2018
Diane H. GropperBankers Life Securities, Inc.Waddell & Reed04-10-2018
Michael John ReiselBelpointe Asset Management LLCWaddell & Reed01-11-2019
Donovan Steffon HarrisCharles Schwab & Co., Inc.Waddell & Reed01-31-2014
Ron M. RoffCharles Schwab & Co., Inc.Waddell & Reed12-07-2009
Darren Marcus WilcoxCharles Schwab & Co., Inc.Waddell & Reed12-07-2009
Dale James CarlsonCommonwealth Financial NetworkWaddell & Reed$2505-05-2017
Karl Eric HaasCountry Capital Management CompanyWaddell & Reed09-20-2013
William Glen NewburyFirst Financial Equity CorporationWaddell & Reed$2505-16-2012
Andrew David PeronaLincoln Financial Advisors CorporationWaddell & Reed$23403-26-2019
Timothy Gerard SalemLincoln Financial Advisors CorporationWaddell & Reed03-26-2019
Eva ObregonLincoln Financial Advisors CorporationWaddell & Reed$1003-26-2019
Edward JanulisLincoln Financial Advisors CorporationWaddell & Reed$1003-25-2019
John Allen StonerLincoln Financial Advisors CorporationWaddell & Reed$1,00005-22-2018
Alexander KoltonLincoln Financial Securities CorporationWaddell & Reed03-03-2017
Chad Michael WinnLPL Financial LLCWaddell & Reed$2507-25-2019
Joyce Marie Sullivan TarrisLPL Financial LLCWaddell & Reed07-25-2019
Catherine Lorie LafeeLPL Financial LLCWaddell & Reed04-06-2017
Christopher Thomas UrnessLPL Financial LLCWaddell & Reed02-01-2016
Ryan Neal BattinLPL Financial LLCWaddell & Reed12-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.