Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander KoltonLincoln Financial Securities CorporationWaddell & Reed03-03-2017
Andrew David PeronaLincoln Financial Advisors CorporationWaddell & Reed$23403-26-2019
Angelo M. BurnsVALIC Financial Advisors, Inc.Waddell & Reed06-16-2011
Ann ZlamalPruco Securities, LLC.Waddell & Reed07-14-2017
Annette Louise PetzelQuestar Capital CorporationWaddell & Reed$1112-22-2017
Bennie Joseph SchmidtAmeriprise Financial Services, LLCWaddell & Reed$2507-24-2015
Brandon J. ValentineWoodbury Financial Services, Inc.Waddell & Reed$2510-29-2014
Brian David RobinsonLPL Financial LLCWaddell & Reed$5010-22-2012
Bryan Scott HaverQuestar Capital CorporationWaddell & Reed06-15-2017
Carlos MalagonBankers Life Securities, Inc.Waddell & Reed07-17-2018
Catherine Lorie LafeeLPL Financial LLCWaddell & Reed04-06-2017
Chad Michael WinnLPL Financial LLCWaddell & Reed$2507-25-2019
Christopher John ChaffonMorgan StanleyWaddell & Reed08-24-2009
Christopher Thomas UrnessLPL Financial LLCWaddell & Reed02-01-2016
Dale James CarlsonCommonwealth Financial NetworkWaddell & Reed$2505-05-2017
Darrell Taylor RichUSAA Financial Advisors, Inc.Waddell & Reed01-05-2016
Darren Marcus WilcoxCharles Schwab & Co., Inc.Waddell & Reed12-07-2009
Diane H. GropperBankers Life Securities, Inc.Waddell & Reed04-10-2018
Dolman Winston Vineyard IIILPL Financial LLCWaddell & Reed10-22-2012
Dominic Thomas DebruinPrivate Advisor Group, LLCWaddell & Reed10-24-2012
Donovan Steffon HarrisCharles Schwab & Co., Inc.Waddell & Reed01-31-2014
Edward JanulisLincoln Financial Advisors CorporationWaddell & Reed$1003-25-2019
Eva ObregonLincoln Financial Advisors CorporationWaddell & Reed$1003-26-2019
Garret James HolleranMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-19-2015
Gina Giachetti WightMorgan StanleyWaddell & Reed10-27-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.