Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert William DiazEdward JonesWaddell & Reed03-01-2019
Joel Harvey FishmanQuest Capital Strategies, Inc.Waddell & Reed02-15-2019
Murray Louis HougenLPL Financial LLCWaddell & Reed$2501-22-2019
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Iftikhar Mahmud AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
John Antone StachnickKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Rachna Rajesh BijlaniBRsquared L.L.C.Waddell & Reed11-02-2018
Saadia Shakur AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Robert Glynn Moore IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-12-2018
Steven Charles MacnearNext Financial Group, Inc.Waddell & Reed$1009-12-2018
Amado Quiroz Rivera Jr.Morgan StanleyWaddell & Reed$9807-01-2018
Thomas Patrick MillsMills Financial Services LLCWaddell & Reed05-25-2018
Ronald O'Neil RigganSecurities America, Inc.Waddell & Reed$104-30-2018
Julian William-John BealAXA Advisors, LLCWaddell & Reed03-28-2018
Tyler John TongLPL Financial LLCWaddell & Reed03-26-2018
Olga VasilenkoSecurities America, Inc.Waddell & Reed$5003-14-2018
Kenneth James Lazzini Jr.Cambridge Investment Research, Inc.Waddell & Reed03-13-2018
Jahn Christopher CotyLPL Financial LLCWaddell & Reed03-12-2018
Armen John Guleserian Jr.LPL Financial LLCWaddell & Reed$2502-22-2018
Eric Dana MosserEdward JonesWaddell & Reed01-29-2018
Robert James ShopesFavrile FinancialWaddell & Reed12-15-2017
John Franklin Hall IIStrategic Wealth Advisors GroupWaddell & Reed12-11-2017
Yuliya Vladimirovna WissRaymond James Financial Services, Inc.Waddell & Reed$5011-16-2017
Brian Chi WongStrategic Wealth Advisors GroupWaddell & Reed11-15-2017
Jack Gang ChenJ.P. Morgan Securities LLCWaddell & Reed11-08-2017
Next Page »

Showing 1 to 25 of 182 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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