Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Charles BerryAllstate Financial Services, LLCWaddell & Reed10-05-2018
Justin Dale YoungAlpha Wealth Management, LLCWaddell & Reed11-21-2016
Maria Nancy MelecioAlpha Wealth Management, LLCWaddell & Reed11-09-2015
Akram Anouar TadlaouiAlpha Wealth Management, LLCWaddell & Reed11-06-2014
Matthew T. McConnellAmeriprise Financial Services, Inc.Waddell & Reed03-30-2016
Derek GreeffAmeriprise Financial Services, Inc.Waddell & Reed$7111-13-2015
Rich Jon CerrutiAmeriprise Financial Services, Inc.Waddell & Reed11-12-2014
Jayme Corynne BrownAmeriprise Financial Services, Inc.Waddell & Reed$50012-04-2013
Matthew William HuntAmeriprise Financial Services, Inc.Waddell & Reed$50011-01-2012
Linwood Orrell Jarrell IIIAmeriprise Financial Services, Inc.Waddell & Reed$50003-20-2012
Kimberly Ann CarsonAmeriprise Financial Services, Inc.Waddell & Reed07-14-2011
Norielle Raenier GottschalkAmeriprise Financial Services, Inc.Waddell & Reed03-18-2011
John Randall SowardAmeriprise Financial Services, Inc.Waddell & Reed12-21-2009
Justin Arthur VartanianAmeriprise Financial Services, Inc.Waddell & Reed09-16-2009
Stephen Ernest MantzourisAtlas Capital Advisors LLCWaddell & Reed10-12-2009
Carol F. AsperAvantax Investment Services, Inc.Waddell & Reed01-22-2018
Mohammad Michael HashemiAvantax Investment Services, Inc.Waddell & Reed05-23-2014
Paul Alexander GregersonAvantax Investment Services, Inc.Waddell & Reed02-23-2011
Kevin Michael HawleyAvondale Asset ManagementWaddell & Reed02-08-2016
Julian William-John BealAXA Advisors, LLCWaddell & Reed03-28-2018
Sanghyun Hyun LeeAXA Advisors, LLCWaddell & Reed10-19-2016
Stephen Edward TucciAXA Advisors, LLCWaddell & Reed05-25-2016
PATRICK PARSA VAHIDAXA Advisors, LLCWaddell & Reed12-07-2012
Ryan Brenton TapeBlack Card CircleWaddell & Reed02-06-2018
Michael Anthony ParenteauBlack Card CircleWaddell & Reed01-22-2018
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Showing 1 to 25 of 234 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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