Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Akram Anouar TadlaouiAlpha Wealth Management, LLCWaddell & Reed11-06-2014
Allen TsayJ.P. Morgan Securities LLCWaddell & Reed12-01-2016
Amado Quiroz Rivera JrMorgan StanleyWaddell & Reed$9807-01-2018
Andrea RiveraMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-03-2017
Angela Yvonne DennaFinancial Advocates Investment ManagementWaddell & Reed07-23-2015
Armen John Guleserian JrLPL Financial LLCWaddell & Reed$2502-22-2018
Arshia ZahabiPruco Securities, LLC.Waddell & Reed12-05-2017
Barry CraineBlack Card CircleWaddell & Reed02-19-2020
Bret Alan FerranteBlack Card CircleWaddell & Reed01-02-2019
Brian Chi WongStrategic Wealth Advisors GroupWaddell & Reed$2511-15-2017
Brian Edward HaleLPL Financial LLCWaddell & Reed$5008-07-2017
Brian WongLPL Financial LLCWaddell & Reed$12611-15-2017
Carol F AsperAvantax Investment Services, Inc.Waddell & Reed01-22-2018
Carolyn Rebecca WyattChalice Capital Partners, LLCWaddell & Reed07-25-2018
Catherine Elizabeth StieberKestra Investment Services, LLCWaddell & Reed09-17-2012
Charlie VinyardMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-28-2017
Christopher A DukeSilicon Valley Wealth Advisors, LLCWaddell & Reed$1011-14-2016
Christopher W CampbellRaymond James Financial Services, Inc.Waddell & Reed11-06-2017
Clark Douglas StevensIndependent Financial Group, LLCWaddell & Reed05-30-2012
Curtis Edward HughesH. Beck, Inc.Waddell & Reed04-28-2015
Dane CBKH GambillRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
David Alan TamashiroRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
David Martin SolomonPruco Securities, LLC.Waddell & Reed02-26-2018
David R MillerCUSO Financial Services, L.P.Waddell & Reed08-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.