Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
Jerry Leland BelnapCalton & Associates, Inc.Waddell & Reed05-29-2019
Robert Willis LesterH. Beck, Inc.Waddell & Reed$5010-26-2018
James Penn Van PuttenVinkH. Beck, Inc.Waddell & Reed$5010-26-2018
Philip B. PashoH. Beck, Inc.Waddell & Reed$2505-01-2018
Jens Matthias AlbiezUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed01-30-2018
Sabrina Dianne HartleyLincoln InvestmentWaddell & Reed12-18-2017
Ronda Jean WilsonProEquities, Inc.Waddell & Reed12-11-2017
Ryan Matthew AughtryAmeriprise Financial Services, Inc.Waddell & Reed09-22-2017
Marcus Abe PennerFifth Third Securities, Inc.Waddell & Reed03-20-2017
Jacob Randall GodfreyProEquities, Inc.Waddell & Reed09-19-2016
Jeffrey B. JonesPruco Securities, LLC.Waddell & Reed$1007-29-2016
Robert E. MarshCoastal Equities, Inc.Waddell & Reed05-05-2016
Terrence Clark PorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-02-2016
Dennis Shane TrippPruco Securities, LLC.Waddell & Reed11-11-2015
Jody Green ZellnerThe Jeffrey Matthews Financial Group, L.L.C.Waddell & Reed07-16-2015
Barbara Marie SchultzPruco Securities, LLC.Waddell & Reed04-27-2015
Joseph G. SchaeferPruco Securities, LLC.Waddell & Reed07-29-2014
Jonathan David BaetyAmeriprise Financial Services, Inc.Waddell & Reed$1006-30-2014
Matthew William TonerGradvisorWaddell & Reed05-12-2014
Ryan Douglas OsborneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-05-2014
Matthew Bernard HaushalterProEquities, Inc.Waddell & Reed10-21-2013
Duncan Comrie DewahlDelta Capital Management, LLCWaddell & Reed07-18-2013
Christopher Adam CrowellVALIC Financial Advisors, Inc.Waddell & Reed07-01-2013
Daniel Martin CiezLPL Financial LLCWaddell & Reed$2505-06-2013
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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