Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Jay HardestyWoodstock Financial Group, Inc.Waddell & Reed$50003-03-2009
Steven Farrell WisnewskiCape Securities Inc.Waddell & Reed$50003-09-2009
Elizabeth Grace WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-27-2009
John Richard BakerAmeriprise Financial Services, Inc.Waddell & Reed$10001-25-2010
Emma Gean GodbeeWoodstock Financial Group, Inc.Waddell & Reed$10001-26-2010
Matthew Malcolm BanksAllstate Financial Services, LLCWaddell & Reed$10004-05-2010
Kisha Byrd MadisonINVEST Financial CorporationWaddell & Reed05-24-2010
Jessica B. HensleyAmeriprise Financial Services, Inc.Waddell & Reed03-09-2011
Thomas Patrick CarneyAmeriprise Financial Services, Inc.Waddell & Reed$10004-01-2011
Brandi Nicole StephensMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-05-2011
Alonzo Julio PortwineFirst Command Financial Planning, Inc.Waddell & Reed05-12-2011
Lee StennesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-20-2011
Jason Keith NortonIndependent Financial PartnersWaddell & Reed07-22-2011
Brandon Keith JohnsonContinental Investors Services, Inc.Waddell & Reed$10003-21-2012
Andrew Howard BaragMorgan StanleyWaddell & Reed05-31-2012
Shane Timothy TwomeyKalos Capital, Inc.Waddell & Reed$20005-22-2013
Kevin G ChangJ.P. Morgan Securities LLCWaddell & Reed06-19-2014
John D. Crawford Jr.Morgan StanleyWaddell & Reed08-12-2015
Chase Alexander KulczakVALIC Financial Advisors, Inc.Waddell & Reed09-21-2015
Jeremy Frank LewisFinancial Advocates Investment ManagementWaddell & Reed10-26-2015
Benjamin Kohls-ChaseFinancial Advocates Investment ManagementWaddell & Reed10-26-2015
Jacob Steven PiotraczkJ.P. Morgan Securities LLCWaddell & Reed01-13-2016
Daniel Christopher MccalpinCambridge Investment Research, Inc.Waddell & Reed03-10-2016
Caylee Brina ClarkTriad Advisors LLCWaddell & Reed03-29-2016
Daniel Benjamin KistlerCoastal Equities, Inc.Waddell & Reed04-28-2016
Next Page »

Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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