Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Gregory EricksonAllstate Financial Services, LLCWaddell & Reed08-16-2013
Gregory Allan KatzmanAmeriprise Financial Services, LLCWaddell & Reed$5001-17-2017
Eric David SchneiderAmeriprise Financial Services, LLCWaddell & Reed11-16-2012
Steven Thomas BriggsBriggs FinancialWaddell & Reed01-02-2018
Frank Joseph DempseyBrooklight Place Securities, Inc.Waddell & Reed02-13-2009
Samuel Edward HardCetera Financial Specialists LLCWaddell & Reed12-10-2012
Noah KreimontChase Investment Services Corp.Waddell & Reed07-13-2010
Yolanda Val Fabre-ShilohChase Investment Services Corp.Waddell & Reed07-01-2010
Robert Joseph DiazEdward JonesWaddell & Reed11-07-2011
James Timothy BoudourisFarmers Financial Solutions, LLCWaddell & Reed02-23-2011
Daniel Patrick Mitchell IIIFidelity Brokerage Services LLCWaddell & Reed06-01-2011
Julie Ann HuppHighpoint Advisor Group, LLCWaddell & Reed06-02-2014
Norman Robert LazarusHorace Mann Investors, Inc.Waddell & Reed$1004-03-2017
Shawn Charles ShubatINVEST Financial CorporationWaddell & Reed10-30-2017
Wade E. CooperINVEST Financial CorporationWaddell & Reed03-18-2014
Daniel MirelesJ.P. Morgan Securities LLCWaddell & Reed03-20-2018
John Patrick GarlandLincoln InvestmentWaddell & Reed$5008-17-2016
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
Timothy David NoffsingerLPL Financial LLCWaddell & Reed10-20-2017
Eric Anthony MeskoLPL Financial LLCWaddell & Reed07-17-2017
Andrew Decatur DriscollLPL Financial LLCWaddell & Reed06-02-2014
Erik Earl GreeneLPL Financial LLCWaddell & Reed06-04-2009
Sean Michael CurtisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-27-2016
George A. TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-13-2015
Timothy Richard WagenknechtMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed08-26-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.