Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Patrick HackettWave & Breakout L.L.C.Waddell & Reed05-10-2018
Al Joseph BartkusWaddell & ReedWaddell & Reed$2501-09-2014
Stephanie Lee BurksVoya Financial Advisors, Inc.Waddell & Reed04-29-2016
Terry A. PasqualeVeritrust Financial, LLCWaddell & Reed01-05-2009
Michael G. AsnisVALIC Financial Advisors, Inc.Waddell & Reed06-16-2016
Glenn Benson Stears Jr.United Planners' Financial Services of America A Limited PartnerWaddell & Reed$4009-13-2017
Jonathan Michael PoppUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed$5009-13-2017
Iris Noelle SagradoUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed$10009-13-2017
Andrew Robert AdamsTriad Advisors LLCWaddell & Reed09-28-2018
Eric Jose MedinaTradingBlockWaddell & Reed$5012-02-2013
Jeffery Scott KantorTradingBlockWaddell & Reed12-02-2013
Michael David HeatwoleThe Dala Group, LLCWaddell & Reed03-21-2018
Paul Edward NovakT2 Asset Management, LLCWaddell & Reed03-11-2015
Michael Joseph FerakSII Investments, Inc.Waddell & Reed01-02-2014
Gregory Linn LavickaSignator Investors, Inc.Waddell & Reed01-15-2013
Melissa Nicole OsikaSecurities Service Network, LLCWaddell & Reed09-27-2012
Brett Thomas GuendelSecurities America Advisors, Inc.Waddell & Reed11-10-2017
Matthew Alan KrajniakRoyal Alliance Associates, Inc.Waddell & Reed$1010-20-2016
Michael William TownsendRaymond James & Associates, Inc.Waddell & Reed$901-02-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Mark James SindowskiRaymond James & Associates, Inc.Waddell & Reed11-29-2017
James Downing YonkerRaymond James & Associates, Inc.Waddell & Reed$5008-24-2016
Ronald Raymond CastrogiovanniPruco Securities, LLC.Waddell & Reed03-19-2018
Thomas Alan Van DellenPruco Securities, LLC.Waddell & Reed08-30-2017
James Joseph FreyPruco Securities, LLC.Waddell & Reed07-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.