Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard William DamonLPL Financial LLCWaddell & Reed09-28-2018
Thomas Michael SmithLPL Financial LLCWaddell & Reed09-28-2018
Michelle Ann FrommeyerCWM, LLCWaddell & Reed$5008-23-2018
Scott James ReynoldsCWM, LLCWaddell & Reed08-23-2018
Michael Huntley Smith Jr.LPL Financial LLCWaddell & Reed08-20-2018
Scott Andraius MussLPL Financial LLCWaddell & Reed07-26-2018
Michael Patrick PetroskyLPL Financial LLCWaddell & Reed07-26-2018
Douglas A. DavisLPL Financial LLCWaddell & Reed$1007-26-2018
Whitney Mcguire McnicolFirst Allied Securities, Inc.Waddell & Reed01-08-2018
Damon Robert BootesFirst Allied Securities, Inc.Waddell & Reed11-13-2017
Daniel RudibaughJ.P. Morgan Securities LLCWaddell & Reed09-29-2017
Jacob D StengerPNC InvestmentsWaddell & Reed09-12-2017
Ryan L. PittsSilver Oak Securities, IncorporatedWaddell & Reed06-21-2017
Cheryl Annette BurressU.S. Bancorp Investments, Inc.Waddell & Reed02-27-2017
Henry Albert DarnellPNC InvestmentsWaddell & Reed07-28-2015
Robert Anthony MalubayJ.P. Morgan Securities LLCWaddell & Reed05-28-2015
Laurel Marie LeeJ.J.B. Hilliard, W.L. Lyons, LLCWaddell & Reed10-17-2013
John Benedict JamesonWells Fargo Clearing Services, LLCWaddell & Reed08-27-2013
Brady Lee JacksonScottrade, Inc.Waddell & Reed04-12-2013

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.