Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed$102-22-2019
Tyler Michael BuitenwerfCommonwealth Financial NetworkWaddell & Reed02-13-2019
John David ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
William Courtney FayAmeriprise Financial Services, Inc.Waddell & Reed$2503-29-2018
Kenneth Alan GassAmeriprise Financial Services, Inc.Waddell & Reed$1003-28-2018
Jared Lee EnsingIndependent Financial PartnersWaddell & Reed11-14-2017
David Ray MabisAmeriprise Financial Services, Inc.Waddell & Reed11-06-2017
Jeffrey Curtis BrindleyCambridge Investment Research, Inc.Waddell & Reed10-23-2017
Martha Stucki WilliamsWilliams Wealth ServicesWaddell & Reed10-16-2017
Philip Craig Welch IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-04-2017
Shannon Patricia SchiebelJ.P. Morgan Securities LLCWaddell & Reed07-11-2017
Ernest Dale AndersonLFN Advisors Inc.Waddell & Reed05-31-2017
Michael Patrick WilsonVALIC Financial Advisors, Inc.Waddell & Reed04-11-2017
Grant Norman HallVIMA, LLCWaddell & Reed01-26-2017
Melissa Margaret BlackledgeLPL Financial LLCWaddell & Reed01-25-2017
Todd Robert Vander LugtIndependent Financial PartnersWaddell & Reed01-24-2017
Mark Frank Pauwels Jr.Sigma Financial CorporationWaddell & Reed12-16-2016
Nathaniel Charles ObrienBraeburn Wealth Management, LLCWaddell & Reed12-12-2016
David Claude RobertsSecurian Financial Services, Inc.Waddell & Reed09-14-2016
Steven Matthew EllsworthSecurities America, Inc.Waddell & Reed08-31-2016
Adam Ritter RichardsMichigan Securities, Inc.Waddell & Reed07-28-2016
Bryan Matthew WieferichIndependent Financial PartnersWaddell & Reed07-28-2016
Shayne Hope AtwoodEdward JonesWaddell & Reed05-31-2016
Collette Nicole TremblayNYLIFE Securities LLCWaddell & Reed05-25-2016
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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