Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin William FeitenWells Fargo Clearing Services, LLCWaddell & Reed09-27-2019
Michael Peter SchlegelCambridge Investment Research, Inc.Waddell & Reed$5008-01-2019
Kenneth Charles ZehnderA B L E Wealth Management Solutions LLCWaddell & Reed03-28-2019
Daniel James LauraineCharles Schwab & Co., Inc.Waddell & Reed03-25-2019
Robert James DiekemaWaddell & ReedWaddell & Reed02-22-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed02-22-2019
Tyler Michael BuitenwerfCommonwealth Financial NetworkWaddell & Reed02-13-2019
John David ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Lauryn Aisha WilliamsPruco Securities, LLC.Waddell & Reed06-13-2018
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
William Courtney FayAmeriprise Financial Services, LLCWaddell & Reed$2503-29-2018
Kenneth Alan GassAmeriprise Financial Services, LLCWaddell & Reed$1003-28-2018
David Ignatius BiondoLincoln Financial Advisors CorporationWaddell & Reed12-01-2017
Jared Lee EnsingIndependent Financial PartnersWaddell & Reed11-14-2017
David R. MabisAmeriprise Financial Services, LLCWaddell & Reed11-06-2017
Jeffrey Curtis BrindleyCambridge Investment Research, Inc.Waddell & Reed10-23-2017
Martha S. WilliamsWilliams Wealth ServicesWaddell & Reed10-16-2017
Philip Craig Welch IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-04-2017
Shannon Patricia SchiebelJ.P. Morgan Securities LLCWaddell & Reed07-11-2017
Ernest Dale AndersonLFN Advisors Inc.Waddell & Reed05-31-2017
Michael Patrick WilsonVALIC Financial Advisors, Inc.Waddell & Reed04-11-2017
Stephanie Joan VailLPL Financial LLCWaddell & Reed02-17-2017
Grant Norman HallVIMA, LLCWaddell & Reed01-26-2017
Melissa Margaret BlackledgeLPL Financial LLCWaddell & Reed01-25-2017
Todd Robert VanderlugtIndependent Financial PartnersWaddell & Reed$5001-24-2017
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.