Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Mearl MainChase Investment Services Corp.Waddell & Reed10-01-2009
Aaron Mathew WassenaarMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-28-2009
Lydia Grace LavigneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-11-2010
John B. HurleyChase Investment Services Corp.Waddell & Reed09-01-2010
Todd Michael SchilthuisNationwide Securities, LLCWaddell & Reed09-22-2010
Christopher John YelchoHantz Financial Services, Inc.Waddell & Reed$109-27-2010
Jeffrey Oneal SteeleMetLife Securities Inc.Waddell & Reed11-23-2010
Justin Duane BlevinsChase Investment Services Corp.Waddell & Reed03-15-2011
Lance Charles BakerAmeriprise Financial Services, LLCWaddell & Reed05-19-2011
Andrew Charles GaronMorgan StanleyWaddell & Reed06-09-2011
Sharain Lajuan TaylorParkland Securities, LLCWaddell & Reed$2509-07-2011
Ralph Henry Kapalczynski Jr.CUNA Brokerage Services, Inc.Waddell & Reed05-09-2012
Bryon Trent KnuthAmeriprise Financial Services, LLCWaddell & Reed09-27-2012
Tracy Lee KendrickWells Fargo Clearing Services, LLCWaddell & Reed12-28-2012
Bruce Edward BosCambridge Investment Research, Inc.Waddell & Reed09-16-2013
Richard William SheffieldMML Investors Services, LLCWaddell & Reed$2511-07-2013
James P. KelleySignator Investors, Inc.Waddell & Reed10-06-2014
James Alex ZervogiannisVALIC Financial Advisors, Inc.Waddell & Reed10-29-2014
Christopher Scott OhlertAmeriprise Financial Services, LLCWaddell & Reed12-10-2014
Brad Nathaniel RohdeFidelity Brokerage Services LLCWaddell & Reed02-04-2015
Damian William LockhartMorgan StanleyWaddell & Reed$1002-18-2015
Melissa Marie SchultzFB Equity Sales Corporation of MichiganWaddell & Reed07-21-2015
Aaron W. HollisterRaymond James & Associates, Inc.Waddell & Reed08-28-2015
Joseph Michael FrazineEssex National Securities, LLCWaddell & Reed01-01-2016
Collette N. TremblayNYLIFE Securities LLCWaddell & Reed05-25-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.