Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Joseph KiefferCetera Investment Services LLCWaddell & Reed04-14-2016
Ashton G. PankoninFocus FinancialWaddell & Reed05-01-2017
Christina Madson, Jason Priebe, Rodney PriebeLPL Financial LLCWaddell & Reed$11010-24-2016
Christina Marie MadsonLPL Financial LLCWaddell & Reed10-24-2016
Cory Michael WerlingerThrivent Investment Management Inc.Waddell & Reed05-30-2019
David Christopher EdelmanCetera Advisor Networks LLCWaddell & Reed01-27-2012
David Louis CompasNYLIFE Securities LLCWaddell & Reed$1001-20-2010
Evin Ward LantzFirst Heartland Capital, Inc.Waddell & Reed10-21-2015
George William LeistikowAdvanced Advisor Group, LLCWaddell & Reed09-07-2016
Jason Michael PriebeLPL Financial LLCWaddell & Reed10-24-2016
Jeffrey Dean CanakesU.S. Bancorp Investments, Inc.Waddell & Reed08-06-2018
John Michael ComerRaymond James Financial Services, Inc.Waddell & Reed08-17-2017
Jonathan Wiley WellsAmeriprise Financial Services, Inc.Waddell & Reed01-19-2011
Julie Joyce RiemerLPL Financial LLCWaddell & Reed08-04-2014
Kwong Chiu LumNYLIFE Securities LLCWaddell & Reed02-03-2011
Monte Michael MeierLPL Financial LLCWaddell & Reed02-24-2015
Patrick Joseph WalshAmeriprise Financial Services, Inc.Waddell & Reed02-22-2018
Peggy Jean BuehlerPruco Securities, LLC.Waddell & Reed07-29-2019
Peter Hedge KingRaymond James & Associates, Inc.Waddell & Reed07-27-2015
Randall Kenneth WalkerPruco Securities, LLC.Waddell & Reed10-18-2010
Richard Mark BerquistInvestors Financial GroupWaddell & Reed01-31-2014
Rodney Lee PriebeLPL Financial LLCWaddell & Reed10-24-2016
Scott Allen BoschWoodbury Financial Services, Inc.Waddell & Reed01-25-2018
Steven Victor KajalaPruco Securities, LLC.Waddell & Reed08-14-2018
Thomas Allan MillerInvestors Financial GroupWaddell & Reed02-28-2014

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.