Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph BraunConvergence FinancialWaddell & Reed06-20-2019
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Antonio A. LopezEdward JonesWaddell & Reed11-19-2018
Jennifer Malone, Andrew Rogers, Adam Hawley, Steve MinshullLPL Financial LLCWaddell & Reed$23208-21-2018
Adam Charles HawleyLPL Financial LLCWaddell & Reed08-21-2018
Jennifer Erin MaloneLPL Financial LLCWaddell & Reed08-21-2018
Stephen Charles MinshullLPL Financial LLCWaddell & Reed08-21-2018
Andrew David RogersLPL Financial LLCWaddell & Reed08-21-2018
Dilworth Dean LymanYour Financial PartnershipWaddell & Reed05-15-2018
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed03-05-2018
Ezekial Cody BlakeEdward JonesWaddell & Reed10-26-2017
James William PeaveyRubinBrown Advisors LLCWaddell & Reed08-15-2017
Wesley Lowell HazelriggWealthcare Advisory Partners LLCWaddell & Reed06-30-2017
Donna Lumpkin ZoellerSmith, Moore & Co.Waddell & Reed$4505-26-2017
Daniel Jules MayerEdward JonesWaddell & Reed01-30-2017
Michael Garden, Alexandra Kurth, Craig Kurth, Herman Lall, Jared Reynolds, Christopher Wade, Carroll Wilkerson, Ryan WilkersonLPL Financial LLCWaddell & Reed$43001-05-2017
Travis Earl CookLPL Financial LLCWaddell & Reed07-25-2016
Joseph Donald HydeEdward JonesWaddell & Reed07-05-2016
David Michael HumesEdward JonesWaddell & Reed06-13-2016
Ethan Marc SilvermanMorgan StanleyWaddell & Reed$1,00005-19-2016
Brad Tyler GalyeanMutual of Omaha Investor Services, Inc.Waddell & Reed06-24-2015
John Andrew StewartMorgan StanleyWaddell & Reed$5004-27-2015
Lars Lael RaganIndependent Financial Group, LLCWaddell & Reed02-27-2015
Charles David AppletonCetera Advisors LLCWaddell & Reed03-13-2014
Ryan Christopher HansonEdward JonesWaddell & Reed06-24-2013
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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