Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Charles HawleyLPL Financial LLCWaddell & Reed08-21-2018
Andrew Chiles HearnePrivate Advisor Group, LLCWaddell & Reed10-25-2013
Andrew David RogersLPL Financial LLCWaddell & Reed08-21-2018
Antonio A. LopezEdward JonesWaddell & Reed11-19-2018
Benjamin Dwayne Kaster PurvisEdward JonesWaddell & Reed07-25-2011
Benjamin John DierkesV Wealth Advisors LLCWaddell & Reed01-05-2017
Brad Tyler GalyeanMutual of Omaha Investor Services, Inc.Waddell & Reed06-24-2015
Bradley David PattersonEdward JonesWaddell & Reed08-01-2016
Brian C. LamoneUnited Advisors America CorporationWaddell & Reed03-13-2018
Cameron Austin ByrdSaxony Securities, Inc.Waddell & Reed01-05-2016
Cansada Marie ColemanBenjamin F. Edwards & Company, Inc.Waddell & Reed$10002-27-2017
Carroll Wayne WilkersonV Wealth Advisors LLCWaddell & Reed$5001-11-2017
Charles David AppletonCetera Advisors LLCWaddell & Reed03-13-2014
Charolette Lynn McKinneyAmerican Portfolios Financial Services, Inc.Waddell & Reed03-01-2011
Christina Sue HakeLaBrunerie Financial Services, Inc.Waddell & Reed$1002-13-2015
Christopher Ray StiensFamily Investment CenterWaddell & Reed11-15-2012
Christopher Raymond WadeV Wealth Advisors LLCWaddell & Reed$6002-16-2017
Christy Eugenie GivansEdward JonesWaddell & Reed01-21-2011
Craig Joseph KurthV Wealth Advisors LLCWaddell & Reed$5001-06-2017
Cynthia Lynn EarlyEdward JonesWaddell & Reed01-20-2009
Daniel Jules MayerEdward JonesWaddell & Reed01-30-2017
David Michael HumesEdward JonesWaddell & Reed06-13-2016
David P. Oetting Jr.Scottrade, Inc.Waddell & Reed05-04-2009
Derenda KingLaBrunerie Financial Services, Inc.Waddell & Reed08-15-2018
Dilworth Dean LymanYour Financial PartnershipWaddell & Reed05-15-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.