Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Kane OgleWoodbury Financial Services, Inc.Waddell & Reed03-22-2019
Kathleen Diane Hayden-CaseyAmeriprise Financial Services, Inc.Waddell & Reed$2505-26-2017
Dallas Lee WheelerSaxony Securities, Inc.Waddell & Reed$2505-12-2017
John Eric ClevengerAXA Advisors, LLCWaddell & Reed06-10-2016
Christopher Allen ArmstrongMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-29-2016
Joseph Wayne HladikAXA Advisors, LLCWaddell & Reed$1008-21-2015
Timothy Richard GoldWells Fargo Clearing Services, LLCWaddell & Reed$5012-08-2014
Brian Jacob WellsCetera Advisor Networks LLCWaddell & Reed04-02-2014
Kevin Grant NicholsLPL Financial LLCWaddell & Reed$112-09-2013
Abby Renee HubbleMorgan StanleyWaddell & Reed10-05-2012
Christopher Scott McneilLPL Financial LLCWaddell & Reed$5002-08-2012
Clint Barton RheaAmeriprise Financial Services, Inc.Waddell & Reed11-17-2010
Blake Justin KeeleyArvest Wealth ManagementWaddell & Reed$2509-20-2010
John Hutson TaylorJohn H Taylor, LLCWaddell & Reed08-31-2010
Erik Ulysses HandcockArvest Wealth ManagementWaddell & Reed06-30-2010
Chad Michael RotherMorgan StanleyWaddell & Reed$104-26-2010
Gregory Gene CollinsCitigroup Global Markets Inc.Waddell & Reed02-01-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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