Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian William CaseyAllstate Financial Services, LLCWaddell & Reed03-03-2017
Matthew Wayne RiggsAllstate Financial Services, LLCWaddell & Reed11-21-2014
Ralph Leslie Thrush IIIAmeriprise Financial Services, LLCWaddell & Reed03-09-2018
Raymond A. Hassey Jr.Ameriprise Financial Services, LLCWaddell & Reed09-21-2016
Steven JablonskiAmeriprise Financial Services, LLCWaddell & Reed$2512-24-2014
Paul Robert JonesAvantax Investment Services, Inc.Waddell & Reed05-23-2016
William Earl Benner IIIAviator Financial, LLCWaddell & Reed02-22-2019
Gary Douglas BowenBerthel, Fisher & Company Financial Services, Inc.Waddell & Reed$5009-05-2014
Brian Christopher LauerCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Patrick R. BarryCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Jeffrey Allen MillsCambridge Investment Research, Inc.Waddell & Reed$10004-06-2018
Patricia Ann MarschnerCambridge Investment Research, Inc.Waddell & Reed09-07-2017
Andrew John EvansCambridge Investment Research, Inc.Waddell & Reed08-06-2012
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed03-05-2019
Barry William CoursonCitizens Securities, Inc.Waddell & Reed02-01-2018
Francis George Giamboy Jr.Citizens Securities, Inc.Waddell & Reed11-07-2017
Matthew Paul GuntherCitizens Securities, Inc.Waddell & Reed10-16-2017
Tyler James WasserCitizens Securities, Inc.Waddell & Reed05-04-2017
Matthew James NaylorCitizens Securities, Inc.Waddell & Reed12-09-2016
Gary Scott RossCoastal Equities, Inc.Waddell & Reed05-05-2016
Janet Ellen BarrettCWM, LLCWaddell & Reed$1012-07-2018
Charles Vincent DonahueForesters Equity Services, Inc.Waddell & Reed03-01-2010
James Christian KaiserGood Life Advisors, LLCWaddell & Reed$8512-13-2017
Nicholas Curinga IIIGood Life Advisors, LLCWaddell & Reed$2512-13-2017
Philip T. WebbGood Life Advisors, LLCWaddell & Reed$2512-13-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.