Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lee BoppH. Beck, Inc.Waddell & Reed$2501-02-2009
Ronald Wilde PauleEdward JonesWaddell & Reed10-12-2009
Robert Michael MalinowskiGWN Securities Inc.Waddell & Reed02-07-2011
Michael Robert SandlerNYLIFE Securities LLCWaddell & Reed10-03-2011
Frank John Hesch IIISagePoint Financial, Inc.Waddell & Reed$5001-30-2012
Denise June BrochuLPL Financial LLCWaddell & Reed02-03-2012
Leslie Karen ChattyVanguard Marketing CorporationWaddell & Reed$2502-21-2012
Frank Peter SabatucciLPL Financial LLCWaddell & Reed05-25-2012
Andrew John EvansCambridge Investment Research, Inc.Waddell & Reed08-06-2012
Scott Philips BownVanguard Marketing CorporationWaddell & Reed09-17-2012
Lauren Melissa ScubelekM&T Securities, Inc.Waddell & Reed02-04-2013
Sean Railingshafer MenziesLPL Financial LLCWaddell & Reed07-19-2013
Patrick Brian DevlinLPL Financial LLCWaddell & Reed07-22-2013
John Paul KinneyInfinex Investments, Inc.Waddell & Reed09-20-2013
Michael James ParsonsLPL Financial LLCWaddell & Reed10-18-2013
John Wesley HollerLPL Financial LLCWaddell & Reed10-30-2013
David Wayne PlouseLPL Financial LLCWaddell & Reed10-31-2013
John Charles StoneTrustmont Financial Group, Inc.Waddell & Reed01-06-2015
Robert Dale AndersonPNC InvestmentsWaddell & Reed03-13-2015
Amy Hue LimMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-23-2015
Samuel William GaudioLPL Financial LLCWaddell & Reed05-01-2015
Edward Walter MorrisseyLPL Financial LLCWaddell & Reed$5009-28-2015
Sean Thomas FlahertyPNC InvestmentsWaddell & Reed$15010-01-2015
Joseph Michael GeronimoPNC InvestmentsWaddell & Reed$15010-06-2015
Jonathan Key MenzerPNC InvestmentsWaddell & Reed01-27-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.