Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Howard StanleyWalnut Street Securities, Inc.Waddell & Reed04-02-2009
Alexander Steven AlonsoVanguard Marketing CorporationWaddell & Reed09-22-2011
Andrew John EvansCambridge Investment Research, Inc.Waddell & Reed08-06-2012
Barry William CoursonCitizens Securities, Inc.Waddell & Reed02-01-2018
Blair Aden ThompsonWells Fargo Clearing Services, LLCWaddell & Reed12-19-2013
Brian Christopher LauerCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Brian William CaseyAllstate Financial Services, LLCWaddell & Reed03-03-2017
Chad Daniel BaccusGWN Securities Inc.Waddell & Reed06-20-2012
Charles Vincent DonahueForesters Equity Services, Inc.Waddell & Reed03-01-2010
Christopher Anthony RondinelliPrivate Advisor Group, LLCWaddell & Reed07-19-2013
Craig Timothy CharltonPruco Securities, LLC.Waddell & Reed08-25-2015
David Wayne PlouseLPL Financial LLCWaddell & Reed10-31-2013
Denise June BrochuLPL Financial LLCWaddell & Reed02-03-2012
Edward Albert ThomasWatchtower Wealth Management, Inc.Waddell & Reed08-20-2018
Edward Walter MorrisseyLPL Financial LLCWaddell & Reed09-28-2015
Francis George Giamboy Jr.Citizens Securities, Inc.Waddell & Reed11-07-2017
Frank John Hesch IIISagePoint Financial, Inc.Waddell & Reed01-30-2012
Frank Peter SabatucciLPL Financial LLCWaddell & Reed05-25-2012
Gary Douglas BowenBerthel, Fisher & Company Financial Services, Inc.Waddell & Reed$5009-05-2014
Gary Scott RossCoastal Equities, Inc.Waddell & Reed05-05-2016
Gianni Vincent DinelloWaddell & ReedWaddell & Reed01-23-2013
Gregor Michael PoleschukPruco Securities, LLC.Waddell & Reed11-12-2015
Gregory Daniel BrumaginLincoln Financial Advisors CorporationWaddell & Reed05-12-2014
Gregory Mark BrawnSuccess Wealth Management, LLCWaddell & Reed03-14-2019
Guy James LewisSagePoint Financial, Inc.Waddell & Reed$2501-20-2012
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.