Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Adron TrantumAmeriprise Financial Services, LLCWaddell & Reed06-29-2018
Wesley Aaron PriceAmeriprise Financial Services, LLCWaddell & Reed05-11-2018
Jerry Eldon Milligan IIAmeriprise Financial Services, LLCWaddell & Reed$2507-21-2017
Jamey Dale BarhamCarty & Company, Inc.Waddell & Reed03-01-2013
Christian Alexander HermoChristian A. Hermo LLCWaddell & Reed11-29-2010
Daniel Alan SellersEdward JonesWaddell & Reed12-05-2014
Neil Allen WeaverFidelity Brokerage Services LLCWaddell & Reed09-22-2016
Mitchell Stanton EverettKestra Investment Services, LLCWaddell & Reed02-03-2017
Justin David DruckenmillerLPL Financial LLCWaddell & Reed$1502-23-2018
Christopher Adam WardLPL Financial LLCWaddell & Reed12-14-2017
Dechristopher CurtinLPL Financial LLCWaddell & Reed10-19-2017
Jonathan Taylor HarrisLPL Financial LLCWaddell & Reed10-19-2017
Jerry Shane CohoonLPL Financial LLCWaddell & Reed06-21-2016
Darrell Dean Woodcock Jr.LPL Financial LLCWaddell & Reed04-19-2016
Richard Thomas FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-23-2015
Tyler Gene SamuelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-16-2013
Charles Mathison Tyndal IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2011
Ronny KwonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-22-2010
Paul Thomas FlournoyMorgan Keegan & Company, Inc.Waddell & Reed08-13-2009
Aaron Lynn SuriffMorgan StanleyWaddell & Reed$5004-10-2015
Floyd Edward Fields Jr.NYLIFE Securities LLCWaddell & Reed05-30-2012
Richard Oliver McBryde Jr.NYLIFE Securities LLCWaddell & Reed07-19-2011
Wade Alexander BilbreyOne Trusted Advisor InvestmentsWaddell & Reed10-30-2017
Gerald Artemus NelsonPrincipal Securities, Inc.Waddell & Reed$1007-18-2016
John Wescott BeasleyPrivate Advisor Group, LLCWaddell & Reed10-20-2016
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.