Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
Phong Duc PhamWells Fargo Clearing Services, LLCWaddell & Reed05-11-2018
Jeffrey Charles WilliamsHD Vest Investment ServicesWaddell & Reed01-18-2018
Don Leroy DevensLincoln Financial Securities CorporationWaddell & Reed11-03-2017
Cindy Ann JorgensonLPL Financial LLCWaddell & Reed$1009-27-2017
Susan M. KyleHornor, Townsend & Kent, LLCWaddell & Reed08-23-2017
Jeffrey Michael SteinerLPL Financial LLCWaddell & Reed$1006-23-2017
Ronnie Lee HuskeyOverRidge Wealth AdvisorsWaddell & Reed05-01-2017
Brandon Stephen CampbellAmeriprise Financial Services, Inc.Waddell & Reed01-21-2015
Ashley Reyes Anne PribbleUSAA Financial Advisors, Inc.Waddell & Reed01-13-2015
Bradley C. BatesNext Financial Group, Inc.Waddell & Reed12-03-2014
Joe Bert White Jr.USAA Financial Advisors, Inc.Waddell & Reed08-11-2014
Jerry Hugh CrockettCambridge Investment Research, Inc.Waddell & Reed07-18-2014
Jason Glen ReevesSummit Brokerage Services, Inc.Waddell & Reed$2501-21-2014
Don Robert GuessCalton & Associates, Inc.Waddell & Reed09-03-2013
Andrew Rene GrabatoMorgan StanleyWaddell & Reed06-25-2013
Erich James Zielonka1st Global Capital Corp.Waddell & Reed$2505-30-2013
Steven Anthony KwiatkowskiLegacy Springs Advisors, LLCWaddell & Reed03-29-2013
Dena K. Rattan PoolRaymond James Financial Services, Inc.Waddell & Reed02-08-2013
Justin William AdamsRaymond James Financial Services, Inc.Waddell & Reed02-07-2013
Saif Z OmerE & G Advisors, LPWaddell & Reed09-18-2012
Elizabeth Pilar SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-07-2011
James Erling ShaferHilltop Securities Independent Network Inc.Waddell & Reed09-02-2011
Robert Michael WarrenHilltop Securities Independent Network Inc.Waddell & Reed04-26-2011
Keri Jean VigilHilltop Securities Independent Network Inc.Waddell & Reed09-13-2010
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.