Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robert PetersonEdward JonesWaddell & Reed06-14-2019
Edward Lamont ThomasPruco Securities, LLC.Waddell & Reed04-15-2019
Robert William DiazEdward JonesWaddell & Reed03-01-2019
Joel FishmanQuest Capital Strategies, Inc.Waddell & Reed02-05-2019
Murray Louis HougenLPL Financial LLCWaddell & Reed$2501-22-2019
Bret Alan FerranteBlack Card CircleWaddell & Reed01-02-2019
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Roohi Khan DarugarLPL Financial LLCWaddell & Reed12-19-2018
Saadia Shakur AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Saul Richard GreeneKaizen Financial Strategies, LLCWaddell & Reed$2511-02-2018
John Antone StachnickKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Iftikhar Mahmud AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Rachna Rajesh BijlaniBRsquared L.L.C.Waddell & Reed11-02-2018
Kendle Francom SmithHouseholder Group Estate & Retirement SpecialistsWaddell & Reed10-25-2018
Michael Charles BerryAllstate Financial Services, LLCWaddell & Reed10-05-2018
Sterling Scot GaryChalice Capital Partners, LLCWaddell & Reed$1009-20-2018
Steven C. MacnearNext Financial Group, Inc.Waddell & Reed$1009-12-2018
Robert Glynn Moore IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-12-2018
Elaine Rose ManleyMutual Securities, Inc.Waddell & Reed$15008-22-2018
Linda Samuel TjiputraMutual Securities, Inc.Waddell & Reed$15008-22-2018
Scott Edward ManleyMutual Securities, Inc.Waddell & Reed$1,00008-22-2018
Flavio Pando Jr.Mutual Securities, Inc.Waddell & Reed08-22-2018
Carolyn Rebecca WyattChalice Capital Partners, LLCWaddell & Reed07-25-2018
Douglas Duane NelsonChalice Capital Partners, LLCWaddell & Reed$1007-09-2018
Amado Quiroz Rivera Jr.Morgan StanleyWaddell & Reed$9807-01-2018

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.