Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Robert Joseph BraunConvergence FinancialWaddell & Reed06-20-2019
Michael Robert PetersonEdward JonesWaddell & Reed06-14-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed06-03-2019
Alex Joseph WheelerAmeriprise Financial Services, Inc.Waddell & Reed05-31-2019
Cory Michael WerlingerThrivent Investment Management Inc.Waddell & Reed05-30-2019
Jerry Leland BelnapCalton & Associates, Inc.Waddell & Reed05-29-2019
Jake Murray, Mike Canavan, Jill PhillipsLPL Financial LLC LLCWaddell & Reed$18505-23-2019
Michael David CanavanLPL Financial LLCWaddell & Reed05-23-2019
David Allen KroeningerIndependent Advisor Alliance, LLCWaddell & Reed05-21-2019
Gregory Edward AlftIndependent Advisor Alliance, LLCWaddell & Reed05-21-2019
Kenneth Charles ZehnderA B L E Wealth Management Solutions LLCWaddell & Reed03-28-2019
Eva ObregonLincoln Financial Advisors CorporationWaddell & Reed$1003-26-2019
Edward JanulisLincoln Financial Advisors CorporationWaddell & Reed$1003-25-2019
Jacob Kane OgleWoodbury Financial Services, Inc.Waddell & Reed03-22-2019
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed03-05-2019
Taina Shylene GudeSagePoint Financial, Inc.Waddell & Reed$2403-01-2019
Link Todd CothamAmeriprise Financial Services, Inc.Waddell & Reed03-01-2019
Robert William DiazEdward JonesWaddell & Reed03-01-2019
William Earl Benner IIIAviator Financial, LLCWaddell & Reed02-22-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed02-22-2019
Vincent Philip PassarielloHD Vest Investment ServicesWaddell & Reed$2502-15-2019
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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