Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter HeimermanIndependent Advisor AllianceWaddell and Reed$21009-26-2017
Kurt TrieboldIndependent Advisor AllianceWaddell and Reed$12009-07-2017
Todd HomerLPL FinancialWaddell and Reed$9907-26-2017
Forbes RobinsonFinancial Advocates Investment ManagementWaddell and Reed$6005-17-2017
Todd Vander LugtLPL FinancialWaddell and Reed$5601-24-2017
Michael Garden, Alexandra Kurth, Craig Kurth, Herman Lall, Jared Reynolds, Christopher Wade, Carroll Wilkerson, Ryan Wilkerson LPL FinancialWaddell and Reed$43001-05-2017
Jared PowellLPL FinancialWaddell and Reed$6010-26-2015
Jeremy Lewis, Bradley Hoyt, Ben Kohls-ChaseLPL FinancialWaddell and Reed$18010-26-2015
John CordeiroLPL FinancialWaddell and Reed$22007-23-2015
Matt Riesenweber, Matt WiserLPL FinancialWaddell and Reed$30007-23-2015
Mike Schaefer, Michael Berges, Dustin McWhirter, Darien Fritts, Steven LundeenAmeriprise FinancialWaddell and Reed$15302-20-2015
Julie HuppHighPoint Planning PartnersWaddell and Reed$5806-01-2014
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell and Reed$5003-25-2013

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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