Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Hoffman, Michelle Orcutt, Matt Paul Raymond JamesWells Fargo Advisors$24004-09-2019
Craig Bentley Stifel Nicolaus & Co.Wells Fargo Advisors$7104-05-2019
Ray Martin Stifel Nicolaus & Co.Wells Fargo Advisors$10704-05-2019
Robert HenryStifel Nicolaus & Co.Wells Fargo Advisors$6303-29-2019
Dave Comer Robert W. Baird & Co.Wells Fargo Advisors$9403-26-2019
Mike Wincek, David Casteel, Justin BosticAmeriprise FinancialWells Fargo Advisors$17403-26-2019
Kevin Carroll, Sam ShehuLPL FinancialWells Fargo Advisors$11003-21-2019
Justin Nichols Robert W. Baird & Co.Wells Fargo Advisors$25003-19-2019
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-12-2019
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-07-2019
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-07-2019
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-04-2019
Elana MiliantaRaymond JamesWells Fargo Advisors$19002-28-2019
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
George Fuchs, David SchulmanFirst Republic SecuritiesWells Fargo Advisors$1,50002-15-2019
Breandan KellyGladstone AdvisorsWells Fargo Advisors$11002-14-2019
Barry Kolano Raymond JamesWells Fargo Advisors$11302-14-2019
Robert "Bob" RobinsonKingsview Asset ManagementWells Fargo Advisors$17002-07-2019
Adam DunbarSteward PartnersWells Fargo Advisors$13801-30-2019
Ralph Good, James NylundSteward PartnersWells Fargo Advisors$20001-30-2019
Jonathan Millman, Ian Millman, Mario Venerose, Alan YakuboffKingsview Asset ManagementWells Fargo Advisors$26001-15-2019
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-14-2019
William Hornung Raymond JamesWells Fargo Advisors$14012-27-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14512-20-2018
Next Page »

Showing 1 to 25 of 585 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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