Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Paul BedingerA.G. Edwards & SonsWells Fargo Advisors$3801-04-2010
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-01-2019
David KutzAmeriprise FinancialWells Fargo Advisors$12310-26-2018
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise FinancialWells Fargo Advisors$27312-30-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34608-31-2018
Robert LepaAmeriprise FinancialWells Fargo Advisors$9409-27-2018
Anthony BaroneAmeriprise FinancialWells Fargo Advisors$12512-01-2017
Michael HuffmanAmeriprise FinancialWells Fargo Advisors$21910-20-2017
David Neihart, Douglas Royle, Brent Neihart, Camden Fells, Eric Wynkoop, Johnnie HuffAmeriprise FinancialWells Fargo Advisors$36910-06-2017
Paul Sheldon, Jesse SheldonAmeriprise FinancialWells Fargo Advisors$19308-11-2017
James Novaria, Nick YetterAmeriprise FinancialWells Fargo Advisors$22204-27-2017
Scott MathesonAmeriprise FinancialWells Fargo Advisors$7004-26-2017
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Anthony TrottaAmeriprise FinancialWells Fargo Advisors$6502-16-2017
Mark StegmannAmeriprise FinancialWells Fargo Advisors$9102-03-2017
Donald Alderman, Robert Holt, Jamie O'Brien, Scott LaneyAmeriprise FinancialWells Fargo Advisors$50001-20-2017
Paul RoseAmeriprise FinancialWells Fargo Advisors$12301-12-2017
Gregory AloisioAmeriprise FinancialWells Fargo Advisors$10312-19-2016
Michael FisherAmeriprise FinancialWells Fargo Advisors$19312-05-2016
Jeffrey McKinnonAmeriprise FinancialWells Fargo Advisors$8912-02-2016
Scott GongorekAmeriprise FinancialWells Fargo Advisors$8209-30-2016
Todd DarlingAmeriprise FinancialWells Fargo Advisors$10409-30-2016
Matthew NeelyAmeriprise FinancialWells Fargo Advisors$7809-02-2016
Richard DunaganAmeriprise FinancialWells Fargo Advisors$7309-02-2016
Next Page »

Showing 1 to 25 of 576 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.