Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Schick, Paul DerrickMorgan Stanley Wealth ManagementWells Fargo Advisors06-04-2009
John P. TroianoStifel Nicolaus & Co.Wells Fargo Advisors$17509-05-2009
John Watts III, Elizabeth Rogers, Ryan MumyCapital Investment Co.Wells Fargo Advisors$10009-24-2009
Paul BedingerA.G. Edwards & SonsWells Fargo Advisors$3801-04-2010
David Hanson, David Fisher, Brian VanderLugtBenjamin F. Edwards & Co.Wells Fargo Advisors02-16-2010
Tom Biermann, Steve BiermannRaymond JamesWells Fargo Advisors$10002-23-2010
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Bruce RobbinsSummit Brokerage ServicesWells Fargo Advisors03-30-2010
Douglas AlmeidaSummit Brokerage ServicesWells Fargo Advisors$5004-30-2010
John DwyerTrevethan Capital PartnersWells Fargo Advisors05-24-2010
Ben Palazzo, Ed Marshall III, Kay WittStifel Nicolaus & Co.Wells Fargo Advisors$27506-25-2010
Donald Bernard Jr.Stifel Nicolaus & Co.Wells Fargo Advisors$25006-25-2010
George StrokerFusion Analytics Investment PartnersWells Fargo Advisors$5007-01-2010
Roland H. de Liniere, Marilyn C. Hedrick, Monnye Hedrick Furr, Richard R. Cardin, Susan K. Walker, Jennifer E. PierceBenjamin F. Edwards & Co.Wells Fargo Advisors07-12-2010
Edward Sokolosky, Shane SullivanVSR Financial ServicesWells Fargo Advisors$5007-23-2010
Jeffrey SicaSICA Wealth ManagementWells Fargo Advisors$50007-30-2010
Steve Jones, Seth GundersonRaymond JamesWells Fargo Advisors$14008-06-2010
Michael SeguraSummit Brokerage ServicesWells Fargo Advisors$4008-10-2010
Martin McLaughlin Sr., Martin McLaughlin Jr.UBS Financial ServicesWells Fargo Advisors$18009-07-2010
Christine HeimBank of America Merrill LynchWells Fargo Advisors$17810-01-2010
Michael LehmanBank of America Merrill LynchWells Fargo Advisors$15410-01-2010
Tony Noisom, Chris MusinoRaymond JamesWells Fargo Advisors$8710-04-2010
Frank Scicchitano, Mark FultonUBS Financial ServicesWells Fargo Advisors$10010-14-2010
Arnold H. Rozany, Anthony J. Falcone, Robert A. Schenck, Terry L. Rodrigues, Christopher P. KachurBenjamin F. Edwards & Co.Wells Fargo Advisors11-16-2010
Michael KiddMorgan Stanley Wealth ManagementWells Fargo Advisors$30501-10-2011
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Showing 1 to 25 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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