Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Schick, Paul DerrickMorgan StanleyWells Fargo Advisors06-04-2009
John P. TroianoStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$17509-05-2009
John Watts III, Elizabeth Rogers, Ryan MumyCapital Investment Co.Wells Fargo Advisors$10009-24-2009
Paul BedingerA.G. Edwards & SonsWells Fargo Advisors$3801-04-2010
David Hanson, David Fisher, Brian VanderLugtBenjamin F. Edwards & Co.Wells Fargo Advisors02-16-2010
Tom Biermann, Steve BiermannRaymond JamesWells Fargo Advisors$10002-23-2010
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Bruce RobbinsSummit Brokerage ServicesWells Fargo Advisors03-30-2010
Douglas AlmeidaSummit Brokerage ServicesWells Fargo Advisors$5004-30-2010
John DwyerTrevethan Capital PartnersWells Fargo Advisors05-24-2010
Ben Palazzo, Ed Marshall III, Kay WittStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$27506-25-2010
Donald Bernard Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25006-25-2010
George StrokerFusion Analytics Investment PartnersWells Fargo Advisors$5007-01-2010
Roland H. de Liniere, Marilyn C. Hedrick, Monnye Hedrick Furr, Richard R. Cardin, Susan K. Walker, Jennifer E. PierceBenjamin F. Edwards & Co.Wells Fargo Advisors07-12-2010
Edward Sokolosky, Shane SullivanVSR Financial ServicesWells Fargo Advisors$5007-23-2010
Jeffrey SicaSICA Wealth ManagementWells Fargo Advisors$50007-30-2010
Steve Jones, Seth GundersonRaymond JamesWells Fargo Advisors$14008-06-2010
Michael SeguraSummit Brokerage ServicesWells Fargo Advisors$4008-10-2010
Martin McLaughlin Sr., Martin McLaughlin Jr.UBS Financial Services Inc. Inc.Wells Fargo Advisors$18009-07-2010
Christine HeimMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$17810-01-2010
Michael LehmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$15410-01-2010
Tony Noisom, Chris MusinoRaymond JamesWells Fargo Advisors$8710-04-2010
Frank Scicchitano, Mark FultonUBS Financial Services Inc. Inc.Wells Fargo Advisors$10010-14-2010
Arnold H. Rozany, Anthony J. Falcone, Robert A. Schenck, Terry L. Rodrigues, Christopher P. KachurBenjamin F. Edwards & Co.Wells Fargo Advisors11-16-2010
Michael KiddMorgan StanleyWells Fargo Advisors$30501-10-2011
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Showing 1 to 25 of 586 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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