Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Aaron Dykas, Lisa SchafferBank of America Merrill LynchWells Fargo Advisors$18504-06-2017
Aaron WolsonAmeriprise FinancialWells Fargo Advisors$5202-17-2012
Adam DunbarSteward PartnersWells Fargo Advisors$13801-17-2019
Adam GurienBank of America Merrill LynchWells Fargo Advisors$28308-23-2011
Alan E. Williams, Thomas M. Hunter, Susan W. CrunkRaymond JamesWells Fargo Advisors$25011-27-2017
Alan J. Henry, Steven Jensen, Emily Zimmerman, Michael Ollmann, Deborah Helm, Sandra KarwoskiRaymond JamesWells Fargo Advisors$22511-06-2015
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Alfred L. Hobgood III, Alfred L. Hobgood IV, A. Harrison PeatrossRBC Wealth ManagementWells Fargo Advisors$18211-02-2017
Alison JankeSummit Brokerage ServicesWells Fargo Advisors$8504-15-2011
Allen Catalanotto, Scott E. Foreman, Mo ProvostyBenjamin F. Edwards & Co.Wells Fargo Advisors03-25-2013
Allen R. Burton (Ryan)Capital Investment Co.Wells Fargo Advisors$3511-20-2013
Amal BenbrahimLPL FinancialWells Fargo Advisors$5110-14-2016
Amandus 'Buz' FreyStifel Nicolaus & Co.Wells Fargo Advisors$11809-20-2017
Andrea Klipfel, Kevin KlipfelLPL FinancialWells Fargo Advisors$7509-28-2016
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Angel ColinaMorgan Stanley Wealth ManagementWells Fargo Advisors$24008-02-2012
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14001-17-2014
Anthony ArcuriLPL FinancialWells Fargo Advisors$5512-18-2015
Anthony BaroneAmeriprise FinancialWells Fargo Advisors$12512-01-2017
Anthony Bui, Quan LuuLPL FinancialWells Fargo Advisors$8301-20-2017
Anthony TrottaAmeriprise FinancialWells Fargo Advisors$6502-16-2017
Antonio ÒTonyÓ Fontana, Patrick ÒBuzzÓ Burke, Clarence ÒHerbÓ SeeseJPMorgan Chase & Co.Wells Fargo Advisors06-02-2014
Argiroula MastrodimosLPL FinancialWells Fargo Advisors$9110-06-2017
Arnold H. Rozany, Anthony J. Falcone, Robert A. Schenck, Terry L. Rodrigues, Christopher P. KachurBenjamin F. Edwards & Co.Wells Fargo Advisors11-16-2010
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Showing 1 to 25 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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