Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dykas, Lisa SchafferBank of America Merrill LynchWells Fargo Advisors$18504-06-2017
William Blake Raymond JamesWells Fargo Advisors$16003-31-2017
Grant UlrickLPL FinancialWells Fargo Advisors$7603-31-2017
Dustin GrangerLPL FinancialWells Fargo Advisors$11703-23-2017
Paul GuerraLPL FinancialWells Fargo Advisors$7003-21-2017
Sam Kim, Scott MannRaymond JamesWells Fargo Advisors$13803-20-2017
Rick Cisar, Andrew KjolsrudBenjamin F. Edwards & Co.Wells Fargo Advisors$15003-17-2017
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Timothy Mahieu, Sara Schauermann LPL FinancialWells Fargo Advisors$15703-13-2017
Timothy WeishornLPL FinancialWells Fargo Advisors$9603-13-2017
Bruce Evans, William Pickens, John Templeton, Zack VaughnBenjamin F. Edwards & Co.Wells Fargo Advisors$46403-06-2017
Carlos MendozaLPL FinancialWells Fargo Advisors$12003-02-2017
C. Robert Bennett, Holly JensenProspera Financial ServicesWells Fargo Advisors$6502-27-2017
Preston CovingtonRaymond JamesWells Fargo Advisors$37502-27-2017
Kent Ray, Jeff Siefert, Greg SeilerStifel Nicolaus & Co.Wells Fargo Advisors$35002-24-2017
Charles SchreaderLPL FinancialWells Fargo Advisors$7002-22-2017
Anthony TrottaAmeriprise FinancialWells Fargo Advisors$6502-16-2017
Mark StegmannAmeriprise FinancialWells Fargo Advisors$9102-03-2017
Joel Talish, John BuffaHightower AdvisorsWells Fargo Advisors$1,00002-01-2017
Scot Morris, Alex Brand, Alicia Borghi, Barbara Wiltshire, Hasti ThompsonRaymond JamesWells Fargo Advisors$35001-29-2017
David Lautz, Francisco MalfavonSnowden Lane PartnersWells Fargo Advisors$12501-23-2017
Anthony Bui, Quan LuuLPL FinancialWells Fargo Advisors$8301-20-2017
Donald Alderman, Robert Holt, Jamie O'Brien, Scott LaneyAmeriprise FinancialWells Fargo Advisors$50001-20-2017
Chad CollinsKestra FinancialWells Fargo Advisors$11001-19-2017
Mandir NagdevLPL FinancialWells Fargo Advisors$6101-19-2017
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Showing 226 to 250 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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