Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey PollardJanney Montgomery ScottWells Fargo Advisors$7001-13-2017
Paul RoseAmeriprise FinancialWells Fargo Advisors$12301-12-2017
Rich Lowrie, Wayne Carney, Bryan BlackburnMcDonald PartnersWells Fargo Advisors$25001-06-2017
Sima AlefiLPL FinancialWells Fargo Advisors$5001-05-2017
Lynn Grossman, Brian VieiraRaymond JamesWells Fargo Advisors$23012-28-2016
Gregory AloisioAmeriprise FinancialWells Fargo Advisors$10312-19-2016
Keith Epstein, Andrew OremlandRobert W. Baird & Co.Wells Fargo Advisors$24312-19-2016
Robert BrowneRobert W. Baird & Co.Wells Fargo Advisors$14612-19-2016
John Solomon, Phil Greer, Bill Dukelow, Hamilton NealRaymond JamesWells Fargo Advisors$28812-14-2016
Jason SingletonLPL FinancialWells Fargo Advisors$5512-12-2016
Michael Anderson, Alvin Spencer, Richard Williams & Chris ArmourStifel Nicolaus & Co.Wells Fargo Advisors$60012-08-2016
Michael FisherAmeriprise FinancialWells Fargo Advisors$19312-05-2016
Jeffrey McKinnonAmeriprise FinancialWells Fargo Advisors$8912-02-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
Gary Hency, Leland RoiderStifel Nicolaus & Co.Wells Fargo Advisors$24811-30-2016
Jarrod BiebelRaymond JamesWells Fargo Advisors$35011-30-2016
Benjamin Price, William Cal Batchelor, Anson Kanoy Raymond JamesWells Fargo Advisors$20011-21-2016
Chris Cooke, Brian CookeNoyesWells Fargo Advisors$1,70011-21-2016
Carl Gravina, Liana PoodiackRaymond JamesWells Fargo Advisors$45011-03-2016
Mark BechtleCapitol SecuritiesWells Fargo Advisors$5011-02-2016
David HeideRBC Wealth ManagementWells Fargo Advisors$50011-02-2016
Todd SmilerLPL FinancialWells Fargo Advisors$5510-31-2016
Thomas MarkellLPL FinancialWells Fargo Advisors$25010-28-2016
Jeff Cohen, Christian Clinton, Jena Burrows Robert W. Baird & Co.Wells Fargo Advisors$34310-26-2016
Thomas PinkRBC Wealth ManagementWells Fargo Advisors$15410-26-2016
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Showing 251 to 275 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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