Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lane SteelLPL FinancialWells Fargo Advisors$7010-17-2016
Amal BenbrahimLPL FinancialWells Fargo Advisors$5110-14-2016
Matthew Bryant, Thomas BryantLPL FinancialWells Fargo Advisors$7910-14-2016
Kathleen Graham, Andrew Wyble LPL FinancialWells Fargo Advisors$15310-13-2016
Steve Myatt Stifel Nicolaus & Co.Wells Fargo Advisors$28910-12-2016
William KruegerStifel Nicolaus & Co.Wells Fargo Advisors$18410-06-2016
Scott GongorekAmeriprise FinancialWells Fargo Advisors$8209-30-2016
Todd DarlingAmeriprise FinancialWells Fargo Advisors$10409-30-2016
Eric DemarcusLPL FinancialWells Fargo Advisors$8509-29-2016
Andrea Klipfel, Kevin KlipfelLPL FinancialWells Fargo Advisors$7509-28-2016
Larry Natale, Mark Johnson & Dino JohnsonRaymond JamesWells Fargo Advisors$16009-16-2016
Henrique Pinheiro, Diogo ScelzaBolton Global CapitalWells Fargo Advisors$18509-16-2016
Thomas Schmidt, Bradley SchmidtStifel Nicolaus & Co.Wells Fargo Advisors$14009-15-2016
Kim Campbell, Doris SilvaLPL FinancialWells Fargo Advisors$6609-13-2016
Mark MahaneyLPL FinancialWells Fargo Advisors$5009-02-2016
Matthew NeelyAmeriprise FinancialWells Fargo Advisors$7809-02-2016
Richard DunaganAmeriprise FinancialWells Fargo Advisors$7309-02-2016
Doug Charney, Freddy CassiviProspera Financial ServicesWells Fargo Advisors$19008-30-2016
Ellis Shiver, Todd ShiverLPL FinancialWells Fargo Advisors$8308-24-2016
John McIntyreRBC Wealth ManagementWells Fargo Advisors$10008-23-2016
Donald McCullough, John McCullough, William SparksRaymond JamesWells Fargo Advisors$22008-12-2016
James LeongLPL FinancialWells Fargo Advisors$11708-09-2016
Daniel Head, Brian Dickey, Steven Witt, Barbara MillionTriad AdvisorsWells Fargo Advisors$19007-29-2016
Paul Neuner, Kevin McFarland, Dominic Repetti, Neelab Naibkhyl, Timothy Cronin, Damon DeLillo, Michael RozovicsRaymond JamesWells Fargo Advisors$7,00007-25-2016
J. Shawn Gentle Raymond JamesWells Fargo Advisors$17507-20-2016
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Showing 276 to 300 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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