Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Meranze, Ken Dysart, Sean GogolaProspera Financial ServicesWells Fargo Advisors$1,20006-30-2016
Chris GolesJanney Montgomery ScottWells Fargo Advisors$9806-23-2016
George Bragaw, William Weldon, Tara OrendorffRaymond JamesWells Fargo Advisors$20506-20-2016
Ken SarpuJanney Montgomery ScottWells Fargo Advisors$11606-16-2016
Darrin ConradLPL FinancialWells Fargo Advisors$8006-13-2016
Robert FrankLPL FinancialWells Fargo Advisors$12006-10-2016
Joe Tabaka, Charles KoliasConfluence Financial PartnersWells Fargo Advisors$13705-28-2016
Herbert Buchbinder, Daniel Stolper, Mary Travis-SwansonStifel Nicolaus & Co.Wells Fargo Advisors$50005-25-2016
Henry Berg, Glen MagloffStifel Nicolaus & Co.Wells Fargo Advisors$25005-19-2016
Thomas SandkampLPL FinancialWells Fargo Advisors$6005-12-2016
Fred QuattlebaumLPL FinancialWells Fargo Advisors$5005-06-2016
Bill AustinAmeriprise FinancialWells Fargo Advisors$10905-02-2016
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
Jamie SutherlandAmeriprise FinancialWells Fargo Advisors$8004-29-2016
Chandon Simonis, John NiermeyerLPL FinancialWells Fargo Advisors$51604-28-2016
Terry BaileyLPL FinancialWells Fargo Advisors$6004-28-2016
Hugh Lantz, Michael GochenourJanney Montgomery ScottWells Fargo Advisors$19604-22-2016
Mark J. Elliott, Scott R. Friedman, Darren Dawson, John A. KentSuntrust Investment ServicesWells Fargo Advisors$53404-22-2016
Jeff Mossbarger, Drew Deimling, Chris MolerJanney Montgomery ScottWells Fargo Advisors$18804-20-2016
Phillip LeeIndependent Advisor AllianceWells Fargo Advisors$10004-14-2016
Fredric JurmuGolden State Wealth ManagementWells Fargo Advisors$5503-31-2016
Derek Majkowski, George ShirleyRaymond JamesWells Fargo Advisors$21003-16-2016
Gregory Weggeman, R. Peter Dales, Theodore Baszler, Jennifer ButtramRaymond JamesWells Fargo Advisors$22503-14-2016
Jason DiazGolden State Wealth ManagementWells Fargo Advisors$6003-07-2016
John Dix, Karee SampsonU.S. Capital AdvisorsWells Fargo Advisors02-23-2016
« Previous PageNext Page »

Showing 301 to 325 of 576 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.